Rompilla v. Horn
355 F. 3d 233 (3d Cir. 2004)
Rompilla was convicted of murder and sentenced to death. One
issue in this federal habeas corpus proceeding was whether his trial
attorney failed to provide effective assistance of counsel when the
attorney did not develop evidence of FAS as a possible mitigating factor.
The federal court of appeals was divided about that issue; it
upheld the sufficiency of the representation by a 2-1 vote. 355 F. 3d at
252-53 (majority opinion), 279 et seq. (dissenting opinion).
This case raises two issues about the respective roles and
responsibilities of trial attorneys and defense experts. Although the
defense attorneys retained three such experts, no inquiry into FAS appears
to have been made.
(1) The experts said they would have inquired further if they had
had certain records only unearthed after trial. The trial attorney
explained he did not look for those records because the experts had not
asked for them. The majority and dissent disagreed about whether this
amounted to ineffective assistance of counsel. [If the records were
important mitigating information, it would be odd if failure to obtain
them could be excused on the ground that the attorney and the expert were
each relying on the other to raise that point].
(2) There was substantial disagreement about whether the trial
attorney had clearly directed the experts to investigate medical issues
that related to sentencing; the dissenting opinion read the record as
indicating that the experts had only been told to look at guilt issues.
[Again, this raises important issues about the responsibilities of trial
counsel in dealing with experts.]