academic conduct



This section addresses some of the key questions related to grading and student conduct:
What role should instructors play in establishing expectations for student conduct?
Explains authority granted by the University and Student Conduct Code.
 
How does the student's right to due process affect grading?
Explains students' right to due process in issues related to grading and misconduct.
 
Why is it important to distinguish between grading on mastery of content and grading on conduct?
Explains the implications of court precedents that have distinguished between judging a student's academic performance and judging a student's conduct.
 
Can instructors grade on behaviors such as missing class or turning in late papers?
Clarifies circumstances under which faculty might grade on students' attendance or lower grades for late papers.
 
How is academic misconduct defined?
Provides the broad explanation from the Student Conduct Code and a specific definition from the College of Arts and Sciences.
 
What can instructors do to address academic misconduct?
Summarizes what instructors may and may not do.
 
Preventing Academic Misconduct
Provides strategies and guidelines for being preventative about academic misconduct.
 
Talking to Students Suspected of Academic Misconduct
Provides examples of options that instructors can provide to students suspected of cheating.
 
Reporting Students Suspected of Academic Misconduct
Explains procedures and process for disciplinary review of students' academic misconduct.
 
What information do students receive about academic misconduct?
Gives examples of materials available to students to establish expectations regarding misconduct.
 

What role should instructors play in establishing expectations for student conduct?

An important first step for faculty in the process of evaluating students is to establish an atmosphere in which all students have the opportunity to learn without distraction. As representatives of the University, faculty have the authority, and the responsibility, to establish expectations for academic conduct that allows all students to learn equitably and effectively. Although students are entitled to free expression, this freedom must be balanced against the right of all students to a productive learning environment. To establish an atmosphere where students can learn and have that learning assessed equitably, instructors may forbid conduct that distracts other students and/or interferes with their ability to teach, including such things as:
  • use of cell phones, pagers, or walkmans
  • loud talking or whispering
  • eating and drinking
  • other distracting behavior

When students violate the rules that have been established to promote learning, they may be asked to stop their disruptive behavior or leave the class (From the Student Conduct Code, WAC 478-120-020 (5): "An instructor has the authority to exclude a student from any class session in which the student is disorderly or disruptive.") You may not use such behavior as a criterion to determine a student's grade, however, without granting the student the right of due process.

How does the student's right to due process affect grading?

Despite the authority that faculty at any public institution have for maintaining a productive learning environment, they may not unilaterally penalize a student for misconduct without first providing the student with the opportunity to appeal an action to an unbiased University authority. In this regard the right to an appeal is an integral component of due process.

So what is "due process"? "Due process" is a flexible concept that varies as to how much is "due," with the magnitude of the sanctions that are considered and the amount of "property" loss that might result from their implementation. It involves providing students with a clear description of course expectations, including grading requirements, as well as behavioral guidelines. Most important, it provides students with the opportunity to appeal conduct-related decisions to a higher University authority.

Note: Since an important element of due process is the giving of notice of expected behavior, classroom expectations/criteria should be placed in the syllabus and on your faculty web page and announced during class. This notice is an important prerequisite for establishing fair rules of behavior.

Why is it important for instructors to distinguish between grading on mastery of content and grading on conduct?

Although court cases focused on inappropriate grading practices are quite rare, grading based exclusively on content matery (rather than student behavior) is far less susceptible to legal challenge. To avoid pitfalls, instructors who choose to lower grades for poor attendance or late submissions should provide students with information regarding how and why these behaviors negatively affect course mastery. (See lowering grades for missing class or handing in late papers.)

Grading on mastery of content. Because the instructor is universally recognized as the authority on course content, barring the "arbitrary" or "capricious" assigning of grades, instructors are granted the right to evaluate a student's mastery of content or skills in the academic discipline.

Note: You may evaluate students on any learning goals established for a course and fail students who do not meet minimal academic standards you have established. As part of due process, however, you are encouraged to develop clear criteria for evaluation, identify those criteria for students, let students know the level of mastery expected for each criterion, and provide opportunities for students to discuss directly with you concerns about the grades you have assigned. In this way, grading cannot be perceived as "capricious" or "arbitrary."

Grading on conduct. Inappropriate classroom behavior should be confronted apart from the Instructor's grading practices and processed through the University's regular conduct system (see Student Conduct Code). In cases where misconduct is at issue, courts expect university personnel to follow due process procedures.

Note: Class grades should be assigned on mastery of course content unless it can be clearly shown that a direct link exists between the misbehavior and a specific course goal. Under any circumstances, the student's due process rights must be respected. Once again, for cases of misconduct, instructors are encouraged to use the University's formal administrative channels.

Unless a student's misbehavior is linked to course goals, an instructor should not use conduct as a grading criterion.
 
  Example: A situation in which no relationship exists between the misbehavior and class goals.

  • A student who is responsible for and can demonstrate mastery of course content in an entry-level course but is rude and inconsiderate toward the instructor. (The instructor should request that the student change the behavior, and, depending on the student's response and the seriousness of the misconduct, use the University's normal channels to charge the student with violation of the Student Conduct Code. An appropriate penalty would then be determined through that process.)

  Example: A situation in which a possible relationship exists between the misbehavior and class goals.
  • A student appears to demonstrate disorganization and/or lack of motivation by being consistently late to class. (The instructor may request that the student change the behavior because it is distracting to others, or lower the student's grade for any learning that is lost because of the tardiness, i.e., a missed quiz at the beginning of class, inability to participate in an initial group discussion that is essential to the learning in the class, etc.).

  Example: A situation in which a clear relationship exists between the misbehavior and class goals.
  • A student's inability to communicate effectively in a clinical course in which a major goal is to develop the ability to interact effectively with patients and colleagues. (Mastery of certain communication skills is part of the competency required in the course. As a result, the behavioral competency is stated in the course goals. Attendance in such clinical or laboratory learning environments may, indeed, relate to mastery of the subject.)
  • A student's inability to collaborate in a course in which a learning goal is to create knowledge in collaboration with other students. (Ability to collaborate is clearly stated as a skill required in the course, so the student has been given notice; and the instructor can assess students' mastery of collaborative skills.)

Can instructors grade on attendance or late submissions?

Although, on the surface, lowering grades because of absences or late papers may appear to violate students' rights, instructors may use such conduct in determining grades when students are given notice that such behaviors are criteria for evaluating student performance.

Grading on behaviors such as missing class or handing in late papers, however, can present additional challenges. Because students are assured access to due process rights, if you choose to include student behavior as a criterion for course grading it is important to have clear distinctions between grading on mastery of academic content and grading on conduct. It is equally important to develop strategies for clarifying expectations for students and for letting students know what opportunities are available if they wish to discuss grading issues with you.

ChallengePossible Strategies
Including attendance as a criterion for grading
  • Be sure that students understand that you are not merely grading on attendance but rather whether their learning is affected by absences (it is usually helpful to clarify this both orally and in the syllabus).
  • Link attendance to specific course goals (i.e., learning to work in groups, generating insights through class discussion, developing skills under the instructor's supervision because immediate feedback is an important part of the process, etc.)
  • Consider making attendance part of a participation grade (i.e., suggest that an important part of the learning in a course comes from interaction among students and the instructor and that students are not experiencing the development of ideas in a course if they are not present for the interactions).
  • Let students know what their options are if they wish to discuss grading procedures with you.
Taking off points for late papers
  • Be explicit that you are not grading on students' laziness or lack of ability to organize their time.
  • Tell students both orally and in the syllabus that assignment due dates serve to determine how well students can master the content in a specified amount of time and that anyone needing extra time (excepting students with disabilities who may need special accommodations) will be docked points as an indication that they did not show an acceptable level of mastery in the time allotted.
  • Let students know that, for the sake of equity and fairness, all students will have the same amount of time to demonstrate their mastery of assignments.
  • Inform students that it is essential that they reach acceptable levels of mastery by a certain time so that you can move on to new material or skills.
  • Let students know what their options are if they wish to discuss grading procedures with you.

How is academic misconduct defined?

The Student Conduct Code explains that admission to the University carries with it the presumption that students will practice high standards of professional honesty and integrity (WAC 478-120-020 [2]). This idea is expanded in the document Academic Honesty: Cheating and Plagiarism, which was prepared by the Committee on Academic Conduct in the College of Arts and Sciences. The document provides undergraduate students with a definition of academic misconduct, explains what happens in cases of suspected misconduct, and provides some suggestions for avoiding such misconduct. The College of Engineering Policy on Academic Misconduct provides definitions for faculty and students in the College of Engineering.

What can instructors do to address academic misconduct?

There are three things you can do to address academic misconduct: There is one thing you may not do to address academic misconduct:
  • Unilaterally lower a student's grade

Preventing Academic Misconduct

Talking to Students Suspected of Academic Misconduct
An instructor may inform a student that s/he is suspected of cheating and provide her/him with multiple options (including accepting a zero as a grade on the assignment) as long as the instructor makes it clear to the student that s/he has the right to appeal the matter to the Dean's representative. The College of Engineering provides a specific example of the most informal level of resolution.

Note: As the grading sanction under consideration by the instructor increases in severity, the instructor should give stronger consideration to referring the matter to the Dean's Office for processing.

Options for Intervening

Less Severe Sanctions. The options you give the student do not result in his/her failing the course or seriously undermine his/her grade in the course.
 

Professor:   I noticed that this paper doesn't look at all like previous work I've seen you produce. In fact, it looks quite a bit like a paper I wrote back in 1992. I'm going to give you three options.

  1. Redo this assignment and hand it in.
  2. Drop this assignment and let your grade be determined by the average of your remaining course work.
  3. If you feel I have charged you inappropriately, you may appeal the matter to the Dean's Representative.

Moderately Severe Sanctions. The options you give the student do not result in his/her failing the course but could seriously undermine his/her grade in the course
 
Professor:   I noticed your answers are exactly the same as the person who was sitting next to you and you were witnessed looking over at your neighbor's paper a number of times during the hour. I suspect you of cheating. Here are your options:
  1. You can accept a zero on this exam and refrain from any other cheating in this class. If you do well enough on the five other unit exams you should still pass the course with no problem.
  2. If you feel I have charged you inappropriately, you may appeal the matter to the Dean's Representative.

Severe Sanctions. The options you give the student could cause him/her to fail the course.
 
Professor:   It is clear to me that you have fabricated the results of your marketing research project for this course. (The research project counts for 60% of the course grade.)  Here are your options:
  1. I plan to give you a zero on this project, and you will fail the class.
  2. If you feel I have charged you inappropriately, you may appeal the matter to the Dean's Representative.

Note: Instructors are encouraged to resolve cheating incidents through an informal, agreed resolution process, e.g., the instructor and student agree on the facts, the decision, and the sanction. If no agreement exists, the matter should be referred to the Dean's Representative for resolution. Instructors must be careful not to intimidate students into "agreeing" to a sanction for fear of being referred to the Dean's Representative, however. If no agreement is readily reached the instructor should offer to suspend judgment on the matter and forward it to the Dean's Representative for a more formal, fair hearing.

Reporting Academic Misconduct
When instructors choose to refer cases of academic misconduct, they typically are resolved at the college or school level in an informal hearing within a couple of weeks. A few cases, however, require several levels of disciplinary review and take longer for resolution.

What information about academic misconduct is available for students?



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Last updated: 09/04/07
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