APPENDICES
A. The Main Caravan Routes.
B. The territories of Haixi, Haibei and
Haidong.
C. The “great seas” and the
“Western Sea.”
D. Sea Silk.
E. Wild Silks.
F. Maritime Commerce and Shipping
during the Han Period.
G. The Water Cisterns on the Route
between Petra and Wadi Sirhan.
H. The Identification of the city of
Angu with Ancient Gerrha and Modern Thaj.
I.
The Spread of Ideas and Religions along the Trade Routes.
J. Climate and other Changes along the
Silk Routes.
K. The Identification of Jibin as
Kapisha-Gandhāra.
L. The Introduction of Silk Cultivation
to Khotan in the 1st Century CE.
M. The Canals and Roads from the Red Sea to the Nile.
N. Kanishka’s Hostage in History
and Legend.
A. The Main Caravan Routes
The overland routes from China to India,
Parthia, and the Roman Empire stretched thousands of kilometres and presented
the traveller with many geographical, and ever-changing political, obstacles.
Rarely,
if ever, did caravans travel the whole route. Goods were carried to
market-places where they were sold or traded, local taxes paid, and then other
merchants transported them onward.
Long-distance
freight costs were high, so preference was given to trade in rare or precious
goods that were relatively light, compact, and non-perishable (such as silk).
The
animal that made this long-distance trade possible was the camel. Camels can
carry half as much as a horse and cart, and twice as much as a mule. They can
travel long distances with minimal water and fodder. Carts and formed roads
were, not needed, substantially reducing transport costs. Caravans could use
alternative routes, or head across open country, whenever necessary. There was
no need to stick to a road, if there was enough water, fodder and fuel available.
At first the caravans
mostly used the two-humped, or ‘Bactrian’ camel, native to Central
Asia, and better adapted to the cold than the one-humped dromedary, or
‘Arabian’ camel. Cable and French (1943), pp. 169-172.
At some point, it was
discovered that first-generation hybrids between the two had more stamina than
either of the original breeds, but it was some centuries before a
cold-resistant one-humped variety was bred. Bulliet (1975), pp. 141-175.
A
standard camel load in Roman times was about 195 kg (430 pounds). Over 227 kg
(or 500 pounds) could sometimes be carried for shorter distances. A pack camel
could travel 24 to 32 kilometres (15 to 20 miles) a day, and go for long
periods without food or water. Bulliet (1975), pp. 20, 24, 281, n. 35. The main
east-west caravan routes provided excellent conditions for camel travel almost
the whole way from China to the Roman Orient.
Trade between distant parts of the
Eurasian landmass has been occurring for several thousand years at least. Lapis
lazuli was traded from the mines in eastern Badakhshan to Mesopotamia and Egypt
by the second half of the fourth millennium BCE at the
latest.
The earliest
long-distance road, the ‘Persian Royal Road,’ may have been in use
as early as 3,500 BCE. By the time of Herodotus, (c. 475 BCE) it ran some 2,857 km from the city of Susa on the lower Tigris to
Smyrna near the Aegean Sea. It was maintained and protected by the Achaemenian
empire and had postal stations and relays at regular intervals. By having fresh
horses and riders ready at each relay, royal couriers could carry messages the
entire distance in 9 days, though normal travellers took about three months.
This ‘Royal
Road’ linked in to many other routes –some of them, such as the
routes to India and Central Asia, were also protected by the Achaemenids,
ensuring regular contact between India, Mesopotamia and the Mediterranean.
Another very ancient
series of routes linked Badakhshān in northeastern Afghanistan –the
only known source of lapis lazuli in the ancient world – with Mesopotamia
and Egypt by the second half of the fourth millennium BCE, and by the third millennium with the Harappan civilization in
the Indus valley. Sarianidi (1971), pp. 12-13.
By the second millennium
nephrite jade was being traded from mines in the region of Yarkand and Khotan
to China. Significantly, these mines were not very far from the lapis lazuli
and spinel (‘Balas Ruby’) mines in Badakhshān and, although
separated by the formidable Pamir, routes across them were, apparently, in use
from very early times.
Regular diplomatic
contacts and large-scale trade between China and the West first occurred soon
after the daring explorations and international contacts developed by the
famous explorer and diplomat, Zhang Qian circa 112 BCE.
The main ‘Silk Route’ to the
west crossed out of the Tarim Basin past Kashgar by relatively easy passes,
accessible to camel caravans. They crossed into Ferghana, and then continued
through relatively flat country, with sufficient water and fodder for camels,
all the way to Parthia, Syria, and beyond.
However, camels do poorly in
mountainous or rocky regions, so goods had to be off-loaded onto mules, yaks,
or human porters before crossing the high passes over the Pamir and Karakoram
mountains into southern Bactria and northern India.
Dunhuang was at the
crossroads of several routes, including the main route from Central Tibet to
Mongolia, and the three main branches of the ancient ‘Silk Routes’
across and around the Tarim Basin.
The first major
difficulty facing caravans after leaving Chinese territory at the Yumen
Frontier Post (about 85 km northwest of Dunhuang – see Stein (1921), II,
p. 691), was to find a way around or across the fearsome Taklamakan desert. The
Taklamakan forms a giant oval enclosed to the north, northeast, west, and south
by some of the highest and most forbidding mountain ranges in the world. To the
east, it opens into the vast wastes of the Gobi desert.
‘Silk Routes’ rather than
‘The Silk Road.’
“The use
of the plural above, ‘Silk Routes’ rather than the more familiar
‘Silk Road’, is deliberate. We are not dealing with a single entity
like Watling Street or the Appian Way, but with a complex network of roads and
tracks reaching right across Eurasia. There are some permanent nodes in the
network, such as Ch’ang-an where much of the silk was produced and Rome
where much of it was consumed; but the line taken by a particular caravan
depended on the weather, the economic situation and the political situation,
any of which might change with surprising suddenness.” Sitwell (1984), p.
174.
“The
middle and shortest route by Lou-lan became deserted because of the shifting of
the waters; but the southern, known in many stretches, was mentioned later by
Marco Polo in regions east of Khotan, by streams of chalcedony and jasper. Six
crossings between south and north are referred to in the Chinese annals, across
what is now the central desert of Taklamakan.
In these outer lands the
raid of a single enemy was enough to ruin an oasis for ever. ‘Many
travellers stick in the swamp. On the northern road, the Hiung-Nu fall upon
one. On the southern there is neither food nor water, and on many uninhabited
stretches there is hunger’: there was in fact a ten days’ trek
without habitation worth mentioning, and the settled places when reached were
too poor to afford the traveller sufficient provision for the way. The Chinese
solved the problem through colonies of soldier-peasants: an imperial komissar
was established to watch over crops and harvests and care for the visiting
ambassadors; and the northern route in the second half of the first century
B.C. came to take eight days less than the southern, while the Hiung-Nu were
kept down.” Stark (1968), pp. 189-190.
The confusion surrounding the names of
the routes.
Not surprisingly, the routes have
frequently been confused in the literature. This is particularly because what
was called the “Northern Route” in the two Han histories, is called
the “Central Route” in the Weilue, and we have mention of
both a “New Route” and a “New Route of the North” in
the Weilue.
There are, in fact, three main
caravan routes around and across the Taklamakan Desert, and one to the north of
it, described in the Weilue. Also briefly mentioned are the two
secondary north-south routes joining the Southern Route with the Central Route,
and the maritime route. See Appendix F.
“Yu Huan
shows here how the route which led from Hami to Barkol and then to Gucheng
(Guchen) to rejoin the Central Route at Kucha by turning off abruptly to the
south after leaving Gucheng to cross the Bogdo ola mountains and reaching
Turfan. Meanwhile there remains one obscure point for me : why Yu Huan says
that the Northern Route rejoins the Central Route only at Kucha? He should have
said, it would seem, that the two routes coincided from Gaochang (Turfan), but
this is not a sufficient reason to presume that the Central Route had another
lay-out than the one we have determined. – In the detailed examination Yu
Huan makes later on of the three routes, he does not show that the Northern
route fits together with the Central Route, but it proceeds to the Wusun, that
is, as far as the Ili Valley. It is thus clearly proven that the new route
established by the Chinese in the 2nd year of our era was the one
which passed to the north of the Tianshan by Urumchi, Manass, Kur-kara-wusu [=
modern Wu-su or Usu. 84o 40’ E; 44o 26’ N],
then crossed the Iren Shabirgan [Erenhaberga Shan] mountains by the Dengnul
[Talki Pass or Ak Tash Davan?] Pass to enter the Ili Valley (cf. Documents
sur les T’ou-kiue occidentaux, pp. 12-13). – As one can see
from the above, the three routes mentioned by Yü Huan basically correspond
with those which the Imperial Commissioner Pei Ju 裵矩 described in
his “Treatise with Maps on the Western Countries” 西域圖記
(Suishu, chap. LXVII, p. 5 b) around the year 608 of our era: “The
Northern Route goes through Yiwu 伊吾 (Hami), passes by Pulei Lake 蒲類 (Lake
Barkol), the Tiele 鐵勒 (Tölös) tribes, the court of the Khaghan
of the Tujue 穾厥可汘庭 (the Borotala or Ili Valley), crosses the rivers
which flow towards the north 北流河水 (the Chu, Syr Darya, and Amu Darya Rivers), and
arrives at the kingdom of Fulin (Byzantium), which is in contact with the
Western Sea. – The Central Route passes through Gaochang 高昌 (Yar-khoto,
near Turfan), Yanqi 焉耆 (Karashahr), Qiuci 龜玆 (Kucha),
Suole 疏勒 (Kashgar), crosses over the Congling 葱嶺 (Pamirs),
then crosses the kingdoms of Pohan 鏺汘 (Ferghana)
and Suduishana 蘇對沙那 (Osrushana = modern Ura Tyube), the kingdom of 康 Kang (Samarkand),
the kingdom of Cao 曹 (Ishtykan), the kingdom of He 何 (Koshania), the
large and small kingdoms of An 安 (Bukhara and Kharghan near Karminia; but it is
necessary here to reverse the order of the two terms, for the itinerary passes
through Kharghan before reaching Bukhara), the kingdom of Mu 穆 (Amol), and arrives
in Bosi 波斯 (Persia), where it contacts the Western Sea.
– The Southern Route passes through Shanshan 鄯善 (to the
south of Lop Nor), Yutian 于闐 (Khotan), Zhujubo 朱俱波
(Karghalik), Hepanto 唱 (read 喝)槃陀 (Tashkurgan), crosses over the Congling 葱嶺 (Pamirs),
then crosses Humi 護密 (Wakhan), Tuheluo 吐火羅
(Tokharestan), the Yida 挹怛 (Hephthalites), Fanyan 忛延 (Bamiyan),
the kingdom of Cao 漕 (Ghazni?; cf. LÉVI, in J.A.
Sept.-Oct. 1895, p. 375), and reaches the land of the northern Poluomen 北婆羅門
(Hindus), where it contacts the Western Sea. – The only differences which
turn up between these itineraries, and those of Yü Huan, come from, on the
one hand, the fact that the routes of Pei Ju go further to the west and, on the
other hand, the Southern Route described by Pei Ju emerges from the Pamirs in
Badakhshan, whereas the Southern Route of Yu Huan goes from the Pamirs into Kashmir
[but note that
Chavannes incorrectly identifies Jibin with Kashmir].” Translated from Chavannes (1905), p. 534,
n. 3.
The ‘New Route’ to Turfan
probably became an alternative after the Chinese lost control of Hami to the
Xiongnu. At the best of times this a difficult route north across the desert to
the northeast of Loulan, with little fodder or water available. Caravans could
have been supplied and supported from both Loulan and Turfan but only at
considerable expense.
The ‘New Route of
the North’ followed through the kingdoms beyond Hami, which stretch in a
long arc to the north of the Bogoda and Tianshan ranges to Wusun territory in
the west. There is no mention of where it begins, or of Hami.
Presumably, since Hami
was off-limits, one would first head to Turfan via the ‘New Route.’
Then, to reach Jimasa and territories to the east, one would cross directly
north across the Bogoda Mountains by a rather difficult track to Jimasa and
join the ‘New Route of the North’ there. If one wanted to travel
west, the route left Turfan and travelled along the relatively easy road to the
region of modern Urumchi, and then west along the ‘New Route of the
North’ to the north of the Tianshan range.
The nature of the trade.
“Sometime
after the death of Alexander, Chinese silk, transported by caravan through
central Asia and passed along by a chain of middlemen, started to filter
through to the Mediterranean, where its superiority to the nearest thing the
Greeks had, produced from wild Asia Minor silkworms, was swiftly recognized. In
the second half of the second century B.C., the Chinese became more active in
the trade, dispatching caravans on a regular basis. Starting from Paochi,
centre of a complex of roads, these moved inside the Great Wall by way of
T’ienshui, Lanchou and Wuwei to the western end of the wall and deep into
Chinese Turkistan; by 118-114 B.C., some ten caravans a year were making the
trip. At Anhsi between the Gobi desert and the Nan Shan mountains the route
forked into three branches to avoid the vast salt swamp in the Tarim Basin, two
looping to the north and one to the south. The southern loop and one of the
northern came together at Kashgar, then forked again to snake through the
difficult Pamir mountains; this stretch was more or less the halfway point to
the Mediterranean. All three rejoined at Merv to continue across the desert and
join up with the tracks that led through Persia and Mesopotamia to the sea.
Nobody went the whole distance. Somewhere between Kashgar and Balkh was a place
called Stone Tower, and here the Chinese turned their merchandise over to local
and Indian traders. The latter carried their share south to India to send it
the rest of the way by boat, the others plodded on into Persia, where they met
up with Syrians and Greeks who took care of the final leg.” Casson
(1974), pp. 123-124.
“The
whole Indian trade shifted gradually north-west because of the overland route
through Bactria, until the Hiung-Nu in A.D. 23 fell upon it and made it
impossible again for fifty years. In A.D. 73 the Chinese began to resuscitate
it, and again advanced along both sides of the great chain of oases of the
Tarim basin to ‘open the roads that lead to China and establish
peace’. Merchants along the trade line, from Parthia and Bactria and
India, sent their requests and prayers to the Celestial Court; and it was
during this renascence of the trade around A.D. 100, that the Syrian-Roman
merchants and the Chinese tried to link up their trade directly, and failed
because Parthia lay between.
At this time, the trade
was in its heyday: ‘peasant colonies were founded in the fertile lands;
inns and posts for changing horses were established along the main routes;
messengers and couriers travelled in every season of the year; and the Merchant
Strangers knocked daily on our gates to have them opened’. It was the
period of the Roman peace with Parthia and the never-to-be-repeated summit of
the Asiatic trade in the ancient world. By 127 A.D. the Tarim relapsed into
chaos, while traffic increased in the Persian Gulf or Aden as it waned in the
north: that there was any connection between the Chinese of the north (the
‘long-lived’ Seres of Lucian) and those of the south (the Sines),
was still undiscovered in Ptolemy’s day.” Stark (1968), p. 191.
“Unfortunately,
whether by land or sea, the contact between the two great cultures was always
tenuous. Shipments of Chinese goods came to the Mediterranean year in and year
out, cinnamon-leaf and camphor and jade and other items as well as silk, and
Graeco-Roman statuettes and jewellery and pottery made the journey the other
way, but rarely was there a direct exchange; in between were merchants from
other countries, particularly India, which not only lay astride the sea lanes
but was firmly linked by branch roads with the overland silk route. These
middlemen had solid information to pass on – it was they who supplied the
many place-names in Central Asia and the names of the Indonesian islands that
the geographers know now – but they were businessmen, not reporters. What
filtered back to the man in a Roman or Chinese street was mere fanciful
hearsay. The Romans thought the Chinese were all supremely righteous; the
Chinese thought westerners were all supremely honest. Kan Ying, sent as envoy
to Mesopotamia in A.D. 97, describes the people he met as ‘honest in
their transactions and without any double prices’ – probably the
first and last time that has ever been said about Near Eastern tradesmen. Kan
Ying, the embassy of An-tun [in 166 CE] – we
can number on the fingers of one hand the known occasions when westerners and
Chinese met face to face.” Casson (1974), pp. 125-126.
“The
Chinese are mild in character, but resemble wild animals in that they shun the
company of the rest of their fellow men and wait for traders to come to
them.” Pliny NH (a), p. 64 (VI, 54).
(a) The “Southern Route”
There were two branches of the Southern
Route between Dunhuang and Shanshan (northwest of Lop Nor). The first led
directly across the desert. It was short but difficult and dangerous. By the
middle of the first century CE, the Han were able to cut
off support from the Xiongnu and pacify the Er Jiang who lived in the
Altin-tagh ranges to the south. They were then able to make use of the
better-watered and sheltered, though longer, route further south. Aurel Stein
pointed out:
“A look
at the map shows that the route meant [in the Weilue] is the one which
skirts the high Altin-tagh range, and still serves as the usual connection
between Dunhuang and Charklik during that part of the year when the shorter
desert route is closed by the heat and the absence of drinkable water.”
Stein (1912), pp. 514-515.
The most feared stretches of desert were
between Cherchen and Khotan. Not only was there a lack of water and fodder but the
constant crossing of sand hills was very tiring for both man and beast.
“The desert itself is quite flat, a billowing sea of soft yellow
sand-dunes 5 to 30 m high. However, in some central areas, for example in the
west of the Keriya River, the dunes can rise to more than 200 metres high
– a tough challenge even for a camel caravan.”
From Khotan there were
several routes south: the one in the Weilue headed southwest across the
Pamirs and through Hunza and Gilgit (Xuandu – the notorious ‘Hanging
Passages’) to North India and Jibin (Kapisha-Gandhāra). Branch
routes led south to Ladakh and Kashmir, northwest to Kashgar, and north along
the Khotan River join the ‘Middle Route’ near Aksu. The Weilue
informs us that an extension of the Southern Route extended right across India
to the Pandya kingdom at the southern tip of the sub-continent.
Although it is not known if the following
alternative route to India was in use this early, it is quite possible, and so
I will mention here for consideration:
“South of
the Southern Silk Road proper were more roads. One of them was the so-called
Qinghai Road that led from Lanshou to Xining (the present capital of Qinghai
Province), from whence it crossed the desert and reached the classic Southern
Silk road near Miran. Another was and extremely arduous trade route that led
from Xining in a south-westerly direction to Tibet, finally to reach Nepal and
India. This Tibetan Route was opened in the 5th century AD [and
perhaps earlier], even before Songsten Gampo (609-650) had politically unified
the Snowlands.” Baumer, p. 8. See also Ibid., p. 2.
Historical records suggest that from the
first century BCE until the second half of the third century CE the Tarim Basin experienced a relatively warm and wet period. This
caused faster melting of mountain glaciers, which thus supplied more water to
the rivers flowing down from the mountains into the Taklamakan desert. This, in
turn, made the Southern Route more feasible, and the high passes over the Pamir
and Karakoram Mountains somewhat easier to cross.
By the late third and
early fourth century this climatological process seems to have reversed itself,
making the Southern Route more difficult to cross. Caravans were forced to use
the longer middle and northern routes and even, when the northern nomads could
be controlled, to avoid the Tarim Basin altogether, and pass to the north of
the Tian Shan ranges. Stein (1921), p. 1524; Stein (1928), pp. 79, 435, 837;
Almgren (1962), p. 101; and Hoyanagi (1975), pp. 85-113; Bao et al. (2004).
Recent research has
confirmed these historical indications. Ice samples from the Guliya ice core
which is situated in the mountains about 150 km due south of Keriya have
provided valuable temperature and precipitation data for the region over the
past 2,000 years. They show that there was a relatively warm and wet period
before 270 CE rapidly followed by a cold dry period between
about 280 and 970 CE. Shi et al (1999), pp. 90-100.
“This
worsening of climatic conditions was not limited to the Tarim Basin alone, but
concerned all of China, which was plagued by periods of severe drought between
about CE 280 and CE 320. The
annals of the Western Jin (CE 265-316) report that, in
the year 309, the Yellow River and the Yangtsekiang (Changjiang) practically
ran dry and could be crossed on foot.” Baumer (2000), p. 3.
In spite of its difficulties, the Southern
Route remained important. It was better protected than the Central and Northern
routes from raids by the northern nomads. It was by far the shortest and most
direct route to the jade centres of Khotan and Yarkand. It remained passable,
if difficult, for individuals and smaller caravans travelling to India, over
the notorious Karakoram Pass, and human porters could even travel through the
Wakhan corridor to Gandhāra and southern Afghanistan.
Not quite halfway
between Kashgar and Yarkand, between modern Yengisar and Qizil, a route turned
west and headed towards Badakshan as described in the Tarikh-i-Rashidi:
“The
distance from Káshghar to Yángi-Hisár is six statute [shari]
farsákhs. At about six farsákhs from
Yángi-Hisár is an insignificant hamlet called Kará
Chanák,1 in front of which flows another stream called
Shahnáz, which waters several [other] places. The valley of the Shahnáz
lies in the western range, and the [high] road from Káshgar to
Badakhshán runs through this valley.” Elias (1895), pp. 295-296.
By far the easiest routes from China to
the Turfan oasis – “Nearer (or Southern) Jushi,” as well as
to the Jimasa region (“Further Jushi”), went through Hami (Yiwu).
Because of its critical strategic importance, Hami changed hands between the
Xiongnu and China numerous times. China finally lost control of it to the
Xiongnu in 151 CE, and did not regain it for over 400 years.
South to India over the ‘Hanging Passages.’
The detailed account of the Southern Route
given in the Hanshu (CICA, pp. 97-99) mentions that, between
Pishan (= modern Pishan) and Jibin (Kapisha-Gandhāra) there is a small
kingdom called Wucha, said to be 1,340 li (557 km) to the southwest of
Pishan, just before the route turned west into the dreaded ‘Hanging
Passages.’
Xuandu 縣度 [Hsüan-tu,
often incorrectly given as Hsien-tu], from: 縣度 xuan =
‘to suspend”, ‘hang’, ‘dangerous’ + 度 du = GR
11640a: “7. – To cross (the water by ferry). To cross
(over)].” From this we get the infamous, ‘Hanging Passages’
– the narrow and dangerous hanging footpaths of the Hunza region.
It is significant that
Xuandu is not listed as a guo (= ‘kingdom’ or ‘country’)
in any of the ancient Chinese texts. It is clearly described as a locality, not
a state. It has long been recognised that it refers to the terrifying hanging
pathways, locally known as rafiks, which are so characteristic of the
route through the Hunza valley to Gilgit. The most difficult passage in the
whole Hunza valley is the section south of the junction of the Misgar and the
Hunza rivers. See, for example, Chavannes (1905), p. 529, n. 5.
Although it was
impossible to take pack animals over this route, a route barely practicable for
people on foot, it was by far the shortest route from the Tarim Basin to
Gandhara and Jibin in what are now northern Pakistan and southeastern
Afghanistan. The Hanshu describes Xuandu as follows:
The Hanshu describes Xuandu
(Hunza/Gilgit) as follows:
“What is
termed the Suspended Crossing is a rocky mountain; the valley is impenetrable,
and people traverse the place by pulling each other across with ropes.” CICA,
pp. 99-100, and n. 169.
The Hanshu gives the distance from
the seat of the Protector General at Weili near Kucha to Wucha as 4,892 li
(2,035 km), and to Xuandu, the ‘Hanging Passages’, 5,020 li
(2,088 km). This would indicate that Xuandu was only 128 li (53 km) west
of Wucha, placing it in present day Ghujal, or ‘Upper Hunza,’ which
is on the way to the Shimshal Pass to the west, or the Kunjerab Pass to the
northwest. The most difficult passage in the Hunza valley is the section south
of the junction of the Misgar and the Hunza rivers.
“Rafiks,
the local name for such galleries, are fastened to the sheer cliffs by branches
of trees forced into the fissures of the rock and covered with small stones.
Elsewhere natural narrow ledges are widened by flat slabs packed over them. In
some places the rafiks “turn in sharp zigzags on the side of cliffs where
a false step would prove fatal, while at others again they are steep enough to
resemble ladders. To carry loads along these galleries is difficult enough, and
. . . for ponies, sure-footed as they are, wholly impassable.” Even his
[Aurel Stein’s] terrier, Yolchi Beg, so nimble on the rocks of Mohand
Marg, was fearful and allowed himself the indignity of being carried. Rafiks
alternated “with passages over shingly slopes and climbs over rock-strewn
wastes.” To negotiate this terrain, the “baggage animals were left
behind [at Chalt] and coolies taken for the rest of the journey up to the
Taghdumbash Pamir.” Mirsky (1977), p. 121.
“The next
day’s march [from Khuabad] to Misgar, he had been warned, would be the
worst part of the route. By starting before dawn while the river was still low
enough to ford, he avoided a long detour and a perilous crossing on a rope
bridge. Then the going reached a climax of “scramble up precipitous faces
of slatey rocks . . . with still more trying descents to the riverbed”;
slower still was the progress along rafiks clinging to cliffs hundreds of feet
above the river. But the previous five days had toughened him, and he felt
fresh when he emerged from the rocky gorge to an open valley. . . . Here
he discharged the “hardy hillmen who had carried our impedimenta over
such trying ground without the slightest damage.” Beyond, the route was
open to baggage animals at all seasons.” Mirsky (1977), p. 125.
The Kushans are thought to have controlled
the whole region from the late 1st century and for most or all of the 2nd
century CE. Chavannes’ mention in Ban Chao’s
biography that, “(Ban) Chao then crossed the Congling and got as far as
Xuandu.” There is no indication of the date or any other details. One can
only assume that the reference was to a brief foray by Ban Chao to the borders
of Kushan territories – perhaps to deliver a message – or just to
scout out the territory for himself. See Chavannes (1906), p. 237.
From Xuandu (Hunza–Gilgit) there were
four main routes one could take:
1. south along
the Astor river and across the Burzil Pass into Kashmir,
2. a difficult
route along the Indus River Valley to Taxila,
3. through the
Swat Valley to Peshawar or,
4. via Chitral
to Jibin (Kapisha-Gandhāra), and on to Wuyi (Kandahar) or Gaofu
(Kabul/Kabulistan).
“Surrounded
thus by granite precipices and huge wastes of ice and snow, affording only a
hazardous passage during a few summer months into the neighbouring countries,
Hunza-Nagar has but one vulnerable point on the southern part of the Hindoo
Koosh, the ravine of the Kanjut River; while the junction of that torrent with
the Gilgit River is the one gateway of the country assailable for an invading
force. Even this entrance is practically closed during the summer months; for
then the river, swollen by the melting snows, becomes an unfordable and raging
torrent, overflowing the whole bottom of the valley at many points, so that the
only way left by which one can ascend the gorge is a rough track high up upon
the cliff-side, carried along narrow ledges, and overhanging frightful
precipices – a road fit only for goats and cragsmen, which could be
easily held by a handful of determined men against a large force; while at this
season the river can only be crossed by means of the frail twig-rope bridges,
which will support but two or three men, and can be cut adrift with a knife in
a few moments.
Such is the road into
Hunza-Nagar from our side; but at the head of the Kanjut Valley there is a
group of comparatively easy and low passes, leading across the Hindoo Koosh on
to the Tagdambash Pamir, in Chinese territory, which are used by the Kanjuts on
their raiding expeditions. . . . ” Knight (1893), pp. 345-346.
“As one
ascends the valley beyond Hunza. . . .
It is only at certain points, where passage along the cliffs would
otherwise be absolutely impossible for the best cragsmen, that any steps have
been taken to open a road, and then it is but the narrowest scaffolding thrown
from ledge to ledge. One comes upon position after position of immense natural
strength in this gorge, where the dangerous and only path passes under stout
sangas, which could be held by a handful of men against a host. Even as the
Kanjuts had left the approaches to their valley below Nilt as difficult of
access as possible, so had they done here, at the outlet of their country on to
the Pamirs, rendering it almost impossible for an enemy to invade them from
either direction.” Ibid., pp. 488-489.
“Strategically
the Pamirs had always been written off as too bleak and barren to appeal to the
Russians and too formidable for them to cross. Wood’s story suggested
nightmarish conditions, which the Mirza’s travels fully supported. And,
in April, Gordon found the going quite as bad, the wind unbearable, the snow
freezing to their faces as it fell, and fuel and provisions desperately short.
But from the Wakhi people he heard a different story. In summer the grazing
was, as Marco Polo had recorded, some of the best in the world. Moreover,
though mountainous, it was nothing compared to the Karakorams or the Kun Lun.
The Pamirs, he was told, ‘have a thousand roads’. With a guide you
could go anywhere and, in summer, considerable forces might cross without
difficulty. The Chinese had done it in the past, the Wakhis had recently sent a
contingent across to Kashgar, and the Russians might do it in the future.
Finally, and most
important of all, it was discovered that the passes leading south from the
Pamirs over the Hindu Kush to Chitral, Gilgit and Kashmir were insignificant.
This was so disconcerting that Gordon, ever discreet, omitted all mention of it
in his published account. The discovery was made by Biddulph who, while the
others explored the Great Pamir, made a ‘lonely journey by the Little
Pamir’ (a misprint – in Gordon’s book actually has it as a
‘lovely journey’). In the process he climbed the northern slopes of
the Hindu Kush and ascertained that at least two passes constituted veritable
breaks in the mountain chain. One you could ride over without ever slowing from
a gallop and both had artillery transported across them. To these Gordon added
another ‘easy pass’ conducting from Tashkurgan to Hunza.”
Keay (1977), pp. 257-258.
“Communication
with Badakhshan is easy [from Gilgit and region] by the Darkot and Warogil
Passes, which are the lowest depressions in the great Hindu Kush and Karakorum
chains from Bamian on the west to the unknown passes of Tibet on the
east.” Neve (1945), p. 132.
“And in
those days [the journey from Gilgit to Kashmir], before ever Mr. Knight was
there, before a regular road was made, when even the Indus had to be crossed by
a rope bridge, and when the only track led by crazy wooden galleries along the
sheer face of the most dreadful precipices, the journey was an experience well
worth having and well worth talking about.” Younghusband (1909), p. 161.
“Gilgit,
the northernmost outpost of the Indian Empire, covers all the passes over the
Hindoo Koosh, from the easternmost one, the Shimshal, to those at the head of
the Yasin River, in the west. It will be seen, on referring to a good map, that
all these passes descend to the valleys of the Gilgit River and its
tributaries. But the possession of the Gilgit Valley does more than this: it
affords us a direct communication through Kashmir territory to the protected
State of Chitral. . . . ” Knight (1893), pp. 290-291.
From Gilgit a relatively easy route,
accessible to pack animals for most of the year, led to Mastuch in the Upper
Chitral Valley. From here one can head either west into Badakshān or south
to Chitral.
From Chitral the
relatively easy route ran through ancient Hadda (near modern Jalalabad) to
Peshawar, the ancient city (where Buddhist accounts tell us Kanishka made his
winter capital), and then to northern India; or directly southwest towards
Ghazni, Kandahar, and the Persian Gulf.
“Westward from Gilgit is the
country of Chitral, distinguished as Upper and Lower. The latter, which is nearest
to the Hindu Kosh, is situated on a river flowing from a lake called Hanu-sar,
and ultimately falling into the river of Kabul. The country is rough and
difficult. The Mastuch, as the capital is termed in the language of the
country, is situated on the left bank of the river. It contains a bazar, with
some Hindu shopkeepers, and is as large as Mozeffarabad, containing between
four and five hundred houses: slavery prevails here. . . .
The Mastuch, or capital
of Upper Chitral, is situated in the same valley as that of Lower Chitral, at
about three days’ march, and about thirty miles north-west from Gilgit.
It stands upon a river, and consists of about four hundred houses, with a fort,
on a moderately extensive plain, from whence roads lead to Peshawar,
Badakhshan, and Yarkand. The mountains in the neighbourhood are bare, and much
snow falls: the climate, however, upon the whole, is temperate. Some traffic
takes place with Badakhshan and Yarkand, whence pearls, coral, cotton baftas,
and chintzes, boots and shoes, and metals are imported: horses are also much
brought, and tea, but the latter is not much in use. The chief return is in
slaves, kidnapped from the adjacent districts, or, when not so procurable, the
Raja seizes and sells his own subjects. Soliman Shah, the Raja, resides chiefly
at Yasin, which is not so large as the capital, but is better situated for the
command of the country. . . . West
from Yasin is the Darband, or fortified pass, of Chitral. . . . ”
Moorcroft and Trebeck (1841), pp. 268-270.
Both Hadda (or Hidda – near modern
Jalalabad) and Kapisha (near modern Begram) were probably considered part of
the territory of Jibin at this time. See: Appendix K.
(b) The “Central Route”
or “Middle Route.”
The Central Route headed west from the
Yumen (‘Jade Gate’) Frontier Post, then northwest to the ancient
town of Loulan, to the north of Lop Nor, and then on via the now-dry Kum (or
Kuruk) Darya and Konche Darya to the region of modern Korla, where it joined
the route coming from Turfan.
This route was probably
preferred for large caravans because of the ready availability of water. The
importance of this route is underscored by the recent discovery of eleven
beacon towers along the banks of the Konche Darya (Kongque River):
Great Wall extends to Xinjiang, 500 km longer:
archeologists (02/22/2001)
The Great Wall
of China is 500 kilometers longer than the earlier recorded length, according
to archeological findings released in Urumqi recently.
The new findings show
that the Great Wall extends to the Lop Nur region in northwest China's Xinjiang
Uygur Autonomous Region, instead of previously acknowledged Jiayu Pass in Gansu
Province.
Lop Nur now is a
desolate desert region where China had established nuclear test facilities.
Mu Shunying, a research
fellow with the Xinjiang Institute of Cultural Relics and Archaeology,
discovered during a field survey conducted in 1998 an earthen wall stretching
from western Yumen Pass in Gansu Province to the northern edge of Lop Nur.
Luo Zhewen, president of
the China Society of Cultural Heritage, said, "There is no doubt this is
part of the Great Wall as it consists of the city wall and beacon towers,
forming a complete defense system."
The wall is identical to
the sections at Jiayu Pass and Yumen Pass in terms of architectural style and
function. However, this newly found section was made with yellow sandy stone
and jarrah branches found locally, he added. Luo, 77, is China's top Great Wall
expert.
Mu said it's obvious
that the new find is a man-made wall built for the purpose of defense, as its
shape and size resemble the other sections of the wall. Moreover, a large
number of arrowheads have been found near the new site which indicates battles
took place nearby, Mu said. Great Wall Extends to Xinjiang, 500 km longer. The
Great Wall is a military installation built some 2,000 years ago. It has been
renovated by numerous dynasties in the years following the Qin Dynasty, when
Emperor Qin Shihuang ordered to link up separated wall sections.
With the addition of the
new section found in Xinjiang, the total length of the Great Wall would be
7,200 kilometers. The Great Wall was listed as a World Heritage site by the
United Nations Educational, Scientific and Cultural Organization (UNESCO) in
1987.
According to historical
records, Emperor Wudi of the Han Dynasty (206 B.C.-A.D. 220) mobilized 600,000
laborers to build a wall from Dunhuang to Yanze, the present site of Lop Nur.
The massive construction project is illustrated in frescos at the Dunhuang
Grottoes.
During a recent tour to
Lop Nur, a Xinhua reporter saw the new section of wall, which undulates
westward at heights ranging from one to three meters, with some portions
completely missing. The lower part of some of this section is covered by reeds,
jarrah and other kinds of plants that live in arid areas.
The portion of the Great
Wall in eastern China was made of brick, while most parts of the wall in
western China were made of yellow sandy soil and jarrah branches.
Luo said the Great Wall
in Xinjiang was built to protect merchants traveling on the ancient Silk Road.
Wang Binghua, a
researcher of the Xinjiang Institute of Cultural Relics and Archaeology, said
the Great Wall in Xinjiang runs parallel to the Silk Road. An official with the
State Administration of Cultural Heritage said the state will further
investigate this valuable historical site and take measures to protect it.
Experts believe the
newly discovered segment of wall is not likely to be the end of the Great Wall,
as beacon towers continue to appear along the Kongque River, pass through
Wulei, the site of the prefecture government of the western region during the
Han Dynasty, and extend to Kashi in southwestern Xinjiang. Eleven beacon towers
have been seen at the bank of the Kongque River.
The Lop Nur River, which
supplied water for Lou Lan, a busy commercial city on the ancient Silk Road,
has dried up and civilization there moved elsewhere in China. The kingdom of
Lou Lan was ruled by the government of the Han Dynasty. Troops of the Han
Dynasty were stationed in Lou Lan. (Xinhua) Downloaded on 13 May 2001 from:
http://www.chinadaily.com.cn/cover/storydb/2001/02/22/cn-wall.222.html.
It has even been suggested that it might once have been possible to transport
goods by water from Loulan to Yarkand or Kashgar, but there is no mention of
this in the historical sources:
“From
about 120 BC to AD 330, the MIDDLE SILK ROAD was regarded as the preferred
caravan route. It crossed the dreaded Lop Desert from Dunhuang to Loulan, then
led to today’s Korla, and from thence west to Kucha and Aksu and once
again to Kashgar. This route had the advantage of making it possible to use a
barge from Loulan on the Kum Darya (also called the Kuruk Darya), and then on
the Konche Darya to Korla. The meaning of these two river names refers to the
conditions in the 19th and early 20th centuries, for
Kuruk Darya means “Dry river” and Kum Darya “Sand
River”. According to Hedin’s explorations, during the first few
centuries of our era the Tarim also flowed into the Kuruk Darya, so that
perhaps in those days it was possible to transport wares on water from Loulan
to Yarkand or Kashgar.4 It is not known whether this waterway was
actually used in ancient times or whether the overland route was
preferred.”
4.
Sven Hedin, Scientific results of a journey in Central Asia 1899-1902,
Stockholm, 1904-1907, vol. II, p. 263.
Baumer (2000),
p. 9 and note 4. Baumer goes on to say that:
“The
middle route could be used during winter only, not merely because the heat was
less oppressive, but most of all because it was easier to take along water
reserves in the form of ice blocks. This stretch offered no springs, and water
was so scarce en route that it would never have been enough for an entire
caravan.” Although he does not say so, he must be referring only to the
period after the Kuruk and Konche rivers dried up – a process which
probably began after the severe droughts which occurred from c. 270 AD
onward.”
Zhang Qian probably took the Central Route
in c. 119 BCE when he travelled to the court of the Wusun near
Issyk-kol with 300 men, about 600 horses and myriads of cattle and sheep plus
silks and gold. See Shiji 123 – translated in Watson (1961), p.
272, and Stein (1928), I, p. 341.
The Weilue says that the
‘Central Route,’ after reaching “ancient Loulan and, turning
west, goes to Qiuci(Kucha), and on to the Congling mountains.”
The ‘Central
Route’ probably became the main route to the west whenever the Chinese
lost control of Hami and/or Turfan. Fortunately, the section of the route
between Loulan, to the north of Lop Nor, and Kucha is now well established:
“. . . .
Dr. Hedin on his journey of 1896 to the terminal Tarīm had found an
obviously ancient route line leading from Korla to Ying-p’an, where the
dried-up bed of the Kuruk-daryā branches off towards Lou-lan, marked by a
series of big watch-towers. His description of them strongly supported the
belief that this line of towers dated back to the period when the ancient
Chinese route from Tun-huang to Lou-lan and thence to the northern oases of the
Tarīm Basin was first opened. The careful survey of them which I was able
to make in the spring of 1915 on my way from the Kuruk-daryā to Korla has
fully confirmed this belief. It has furnished conclusive evidence that these towers
served as watch and signal stations along the road which connected Lou-lan with
the Chinese administrative posts and military colonies established under the
Emperor Wu-ti in the oases dotting the southern foot of the T’ien-shan.
The chief, if not the
sole, danger which threatened the safety of this great military and trade route
came, as the account of the Former Han Annals shows, from the irruptions of the
Hsiung-nu, or Huns. For these, as we have seen, the open Kara-shahr valley,
with its easy approaches from the Yulduz and other great camping grounds north,
must have at all times been the main gate. Experience gained during centuries
on their far-flung northern borders must have proved to the Chinese commanders
that the best safeguard against such attacks and raids lay in securing quick
warning which would allow for timely preparation for defence. Korla and the
adjacent parts of the route lay certainly nearest to the ground whence the
danger of incursions threatened, and if they were to be adequately protected, a
line of signal-stations pushed out to the north-east into the Kara-shahr valley
would certainly suggest itself.” Stein (1928) Vol. III, p. 1227.
“The
special interest to us of the Wei lio’s notice of ‘the
central route’ lies in the fact that it makes a definite reference to the
Lou-lan Site, almost contemporary with the documents found there, by its
mention of ‘the ancient Lou-lan’, and that it details some of the
chief stages on the desert journey by which the site was reached by travellers
from the ‘Jade Gate’ and the westernmost extension of the
‘Great Wall’. The position of the last of these stages, the Lung-tui
or ‘Dragon Mounds’, was first determined by me, in the course of my
explorations of 1914, when I traced the line of the old Chinese route where it
crossed the salt-encrusted ancient Lop Sea, some forty miles to the north-west
of the station L.A.”. Stein (1921), p. 419.
“By
deduction, one can accept that the route called ‘Central’ in the Weilue
must coincide with the route called ‘Northern’ in the Hanshu.
The fact that Yu Huan tells us that formerly there were only two known routes
to the western countries, but that now a third, more northerly route, had been
opened. Thus the only new route is the ‘Northern Route’. The
‘Central’ and ‘Southern’ routes are the same as those
already followed during the period of the Former Han. We are, therefore, right
to consider the ‘Central Route’ according to the Weilue as
identical with the route called ‘Northern’ in the Hanshu. .
. . ” Translated from Chavannes (1905), p. 531, n. 1.
The Hanshu describes the
‘Northern Route’ (i.e. the Weilue’s ‘Central
Route’) as follows:
“The one
[route] which starts from the royal court of Nearer Chü-shih [Turfan],
running alongside the northern mountains and following the course of the river
west to Shu-lo [Kashgar], is the Northern Route. To the west, the Northern
Route crosses the Ts’ung-ling and leads to Ta Yüan [Ferghana],
K’ang-chü and Yen-ts’ai.” CICA, p. 73.
“But it
still remains for us to fix the location in detail of such intermediate stages
as the text names, in the light of the knowledge now gained of the actual
ground which the route crossed. For convenience of reference I may quote again
that portion of the passage [from the Weilue] which concerns us here :
‘The central route is the one, which, starting from Yü-mên
kuan, sets out on the west, leaves the well of the Protector-General, turns
back at the northern extremity of the San-hung (‘Three
Ridges’) [desert of] sand, passes the Chü-lu granary ; then,
on leaving from the Sha-hsi well, turns to the north-west, passes
through the Lung-tui (‘Dragon Mounds’), arrives at the
ancient Lou-lan.’ Stein (1921), Vol. II, p. 555.
Apparently, a short cut, not mentioned in
the Weilue or in the Han Histories, also existed between the region of
Loulan and Miran (= Yuni – the early capital of Shanshan). At Miran
(ancient Yuni) it rejoined the Southern Route via Khotan to Kashgar. For the
identification of Miran as Yü-ni, the ‘Old Town’, the early
capital of Shan-shan, see Stein (1921a), I, pp. 326 ff.
This route was probably
only used when political or other pressures demanded, as it crossed over 190 km
of waterless salt crust, and was only really feasible in winter, when water
could be carried in the form of blocks of ice:
“Another
land route branched off near Loulan to Miran, where it joined the southern
route. This section from Dunhuang to Loulan and Miran was rediscovered by Sir
Aurel Stein in 1914. It was the shortest connection with Shule [Kashgar]. Moreover,
since the Han dynasty it was protected by watch-towers from which could be
transmitted smoke signals during the day and fire signals during the night. At
the same time, however, it was very trying for men and animals, for a 190 km
wide, waterless wasteland across the Lop Desert had to be traversed on a hard
salt crust.5
It was probably no
better than now, a fact reported by Hedin as well as by Stein; namely, that the
sensitive soles of the camels’ hoofs would be injured by the razor-sharp
edges of the ground surface, until blood appeared. Then would come the painful
operation of “re-soling” the camels to make them fit to go on.
Pieces of leather literally would be stitched over the camels’ wounded
heels!”
5.
Marc Aurel Stein, Innermost Asia, Oxford, 1928, vol. 1, p. 285.
Baumer (2000),
p. 9 and n. 5.
From Korla the route led to Kucha,
and Aksu, rejoining the Southern Route at Kashgar. The Weilue does not
give details of the route past this point but it does list two
‘kingdoms’, Juandu and Xiuxiu, as dependencies of Kashgar. Both of
these places (but with the variant Xiuxun) are mentioned in the Hanshu
as being on the route from Kashgar to the Da Yuezhi, and both were near forks
in the road which led to Ferghana (Da Yuan).
Stein (1928), Vol. II,
pp. 849-851 makes a very strong case for placing Juandu in the region of modern
Irkeshtam, about 200 km west of Kashgar, on the modern border between China and
Kyrgyzstan. This is near a major fork in the route here. One branch headed over
the Terek Pass to Ferghana; the other led down the Alai valley, past
Daraut-kurghān and Chat (where Stein locates Xiuxiu/Xiuxun – see
notes 9.18 and 9.19), into the valley of the Surkhab (or Kizil-su), and then
probably via the huge fortified Kushan city of Shahr-i Nau (40 km west of the
modern Dushanbe – see note 9.22), and thence on to Termez, where it
crossed the Oxus (or Amu Darya) and on to ancient Bactra (modern Balkh).
Interestingly, the name
Juandu can be translated as ‘Tax Control’, a function which
Irkeshtam retains to this day. As Stein and many others have pointed out, the
famous ‘Stone Tower’ of Ptolemy, where caravans from the west
off-loaded their cargoes, must have been located not far to the west of
Irkeshtam, in the Alai trough.
“But during the centuries before and after the beginning of the Christian
era, when Baktra was a chief emporium for the great silk trade passing from
China to Persia and the Mediterranean, all geographical factors combined to
direct this trade to the route which leads from Kāshgar to the Alai valley
and thence down the Kizil-su or Surkh-āb towards the Oxus. Nature has
favoured the use of this route, since it crosses the watershed between the Tārīm
basin and the Oxus where it is lowest. Moreover, it has, in Kara-tēgin, a
continuation singularly free from those physical difficulties which preclude
the valleys draining the Pāmīrs farther south from serving as
arteries of trade. According to the information received at Daraut-kurghān
and subsequently on my way through Kara-tēgin, the route leading mainly
along or near the right bank of the Kizil-su is practicable for laden camels
and horses at all seasons right through as far as Āb-i-garm. From there
routes equally easy lead through the Hissār hills to the Oxus north of
Balkh.” Stein (1928), Vol. II, p. 848.
“Topographical
facts, climactic conditions and local resources all support the conclusion that
along the great natural thoroughfare of the Alai trough, which skirts the high northern
rim of the Pamirs from east to west and is continued lower down by the fertile
valley of the Kizil-su or Surkh-ab, “the Red River,” there once
passed the route which the ancient silk traders coming from China and the Tarim
basin followed down to the middle Oxus. Of this route Ptolemy, the great
geographer of the second century A.D., has preserved for us an important and
much-discussed record of Marinus of Tyre, his famous predecessor. This
describes the progress made in the opposite direction by the trading agents of
“Maës the Macedonian called Titianus” as they travelled from
Baktra, the present Balkh, to the “country of the Seres,” or China,
for the sake of their silk.
There
is no need here to discuss the details which this record indicates as to the
directions followed by the route. That it led up from the Oxus to the Alai had
been established long ago by Sir Henry Yule, that great elucidator of early
travel, when he proved that “the valley of the Komedoi,” through
which the ascent toward Imaos is said to have led, could be no other than
Kara-tegin, the valley of the Surkh-ab. Medieval Arab geographers still knew it
by the name of Kumedh. The Kara-tegin
valley and its eastern continuation, the trough of the Alai, offer in fact the easiest
line of communication from the Oxus to the Tarim basin. But the advantages of
the physical features which make the Alai particularly suited to serve as a
natural highway between the two were brought home to me best by what the actual
journey along it showed most clearly.
For
fully seventy miles from where the Russian military road crosses it the open
trough of the Alai stretches with an unbroken width of from six to eleven miles
at its floor down to the Kirghiz village of Daraut-kurghan. Eastward for
another twenty miles up to the Taun-murun saddle, where the route from the
Kashgar side enters the Alai, the “thalweg” is equally wide and
easy. Climactic conditions, moister than on the Pamirs to the south, provide
everywhere ample steppe vegetation. Hence the Alai forms the great summer
grazing ground for thousands of Kirghiz nomads who actually move up there from
the plains of Farghana with their flocks, camels and horses. Well did I
remember their picturesque caravans with camels carrying rich carpets, felts
and other comfortable possessions of nomadic households as I had met them on
their regular migration when I travelled early in June 1901 from Irkesh-tam to
Osh and Andijan in Farghana. Now the warmth of the summer had made their camps
seek the higher side valleys for the young grass, and thence they would descend
later in the season to graze along the main valley. All the way the great snowy
range to the south, with Mount Kaufmann [now known as “Lenin Peak” or “Pik
Lenina” – 7,134 m or 23,406 ft]
rising to close on 23,000 feet, presented grand panoramic views in the
distance.
Long
before reaching Daraut-kurghan, I came at an elevation of about 9,000 feet upon
traces of former cultivation and remains of roughly built stone dwellings such
as are occupied now by the semi-nomadic Kirghiz lower down during the winter
months. similarly, on the Kashgar side cultivation is to be found at Irkesh-tam
and above it to the same elevation. Thus wayfarers of old could be sure of
finding shelter and some local supplies all along this ancient route except for
a distance of less than seventy miles on the highest portion of the Alai.
Though the snow lies deep on the Alai from December to February, the route
would be practicable even then just as the Terek pass (12,700 feet), much
frequented from Irkesh-tam to Farghana, is now at that season, provided there
were sufficient traffic to keep the track open.
Such
trade between the Tarim basin and the middle Oxus as was once served by the
route through Kara-tegin and the Alai no longer exists. Balkh and the rest of
Afghan Turkistan to the south of the Oxus have long ceased to see traffic
passing from China. What little local trade comes up Karategin from the side of
the Oxus proceeds from Daraut-kurghan to Marghilan or Andijan in Farghana,
while exports from the Kashgar side find their way across the Terek pass to
these places on the Russian railway.
Daraut-kurghan,
where I was obliged to make a short halt for the sake of arrangements about
transport and supplies, is a small place at the point where the Kara-tegin
valley opens out toward the Alai. A Russian Customs post here guarded the
frontier of Bukhara territory. Three miles farther down lies the village of
Chat with a large, well-cultivated area and a ruined circumvallation of some
size occupied during the troubled times preceding the Russian annexation of
Turkistan. It is a point well suited for a large roadside station, and it is in
this vicinity that we may safely locate the famous “Stone Tower”
which the classical record preserved by Ptolemy mentions as the place reached
from Baktra “when the traveller has ascended the ravine,” i.e. the valley of Kara-tegin. [In note 9.19, which see, I locate
this site at Karakavak (Turkic for: ‘Black Poplar’ – Populus
nigra L.), about half way along the fertile pasturelands of the Alai Valley
at approximately 39o 39’ N; 72o 42’ E.,
rather than at Chat.]
It
is equally probable that “the station at Mount Imaos whence traders start
on their journey to Sera,” which Ptolemy’s account of the trade
route to China as extracted from Marinus mentions on the eastern limit of the
territory of the Nomadic Sakai, corresponds to the present Irkesh-tam. This is
still a place well-known to those who carry on the lively caravan trade from
Kashgar to Farghana and who face here the vagaries and exactions of the Chinese
and Russian Customs stations, both established close to each other.”
Stein (1931), pp. 223-227.
There can be little doubt that Juandu
(‘Tax Control’), in the region of modern Irkeshtam is ‘the
station (όρμητήριον) at Mount
Imaos, whence traders start on their journey to Sēra’, according to
Ptolemy. See Stein (1928), Vol. II, p. 850. See also the discussions by I. V.
P’iankov in the notes 9.18 on Juandu, and 9.19 on Xiuxiu/Xiuxun.
An
alternative route led from Tashkurgan (which could be reached either by heading
south from Kashgar or southwest from Yarkand – thus, either from the
‘Southern’ or the ‘Middle’ Routes) past the Pamir Lakes
via the Kushan-controlled regions of Wakhan and Badakhshān, and on to
ancient Bactria. This route joined up here with the major east-west caravan
routes leading from Chinese-controlled territory in the Tarim basin via the
Alai, and past modern Dushanbe to cross the Oxus and reach Baktra (modern
Balkh). See Stein (1931), pp. 232-242.
This route, called only the ‘New
Route’ in the Weilue, has been confused with the ‘New Route
of the North,’ by both Chavannes (1905), p. 533, n. 1, and Stein (1921),
Vol. II, pp. 705 ff). See also note 4.3.
The “New
Route,” after it left Yumen guan [‘Jade Gate Frontier Post’],
headed through Hengkeng [‘East-West Valley’], the wide Bēsh-toghrak
valley which heads west towards Lop Nor. The ‘New Route’ seems to
have followed the same path as the ‘Middle Route,’ for awhile, but
then turned north before, or at, Bēsh-toghrak itself, thus avoiding some
of the more difficult stages including the Sanlongsha [‘Three Sand
Ridges’] and the Longdui [‘Dragon Dunes’].
It then probably
continued north across the desert, west of Hami, via the Palgan Bulak, Yulghan
Bulak, and Biratar Bulak springs, to Lukchun in the Turfan oasis. Thence the
route headed west, rejoining the Central Route before Kucha. See: The Times
Atlas of the World.(1980), Map 24; The Contemporary Atlas of China.
(1989), pp. 17, 18.
The account of the
‘New Route of the North,’ on the other hand, ran via Hami to
Eastern Qiemi, a dependency of Further Jushi, which was located immediately
after crossing the gorge through the Bogda-shan mountains [called the Tianshan
during the Han period], just north of Qijiaojing [Ch’i-chiao-ching].
The ‘New Route of the North’ then headed along the northern slopes
of the massive range to the north of the Tarim Basin now called the Tianshan
(and not to the south of it, as in the ‘New Route’), then through
Wusun territory, and north of the Aral and Caspian Seas to reach Roman
territory on the Black Sea (thus avoiding Parthian taxes on the caravan
traffic).
Qijiaojing was usually
approached from the south via Hami (Yiwu). Here the road branched and one
either went west to the Turfan oasis, or north through the Bogda shan mountains
to the territory controlled by the king of Further Jushi in Dzungaria.
The route through Hami
was, and is, by far the easiest route to the north, and the only one with
sufficient supplies for large caravans, but there is no mention of it at all in
the itineraries of the Weilue.
This strongly
suggests that, at the time the information was gathered, Hami was out of bounds
to the Chinese having once again come under the power of the Xiongnu. The
Chinese captured and lost Hami several times during the Later Han Dynasty.
“China finally lost control of it to the Xiongnu in 151 CE and did not regain it for over 400 years.” See Sitwell (1984),
p. 174, in note 4.3.
This explains the urgent
development of a ‘New Route’ to provide communication with Turfan,
which avoided Hami, for China no longer controlled it.
The Hanshu says:
“During
the reign-period Yüan-shih [1-5 CE] there was a
new route in the further royal kingdom of Chü-shih. This led to the
Yü-men barrier from north of Wu-ch’üan, and the journey was
comparatively shorter. Hsü Pu, the Wu and Chi colonel, wanted to open up
this route for use, so as to reduce the distance by half and to avoid the
obstacle of the White Dragon Mounds. Ku-kou, king of the further state of
Chü-shih, realised that because of [the passage of] the road he would be
obliged to make provisions available [for Han travellers] and in his heart
thought that this would not be expedient. In addition, his lands were rather
close to those of the southern general of the Hsiung-nu. . . . [Ku-kou was
finally beheaded by the Chinese for disobedience].” CICA: 189-190,
192.
“I have
explained elsewhere how this ever-present threat of the Huns [from 121 BCE to 73 CE] from across the northernmost T’ien-shan
determined the direction of the ‘new northern route’ {note –
this should read, simply, the “New Route”} which the Chinese in
A.D. 2 opened from the ancient ‘Jade Gate’ in order to communicate
with ‘Posterior Chü-shih’ or the territory around the present
Guchen. To reach this ground, which, like Turfān immediately to the south,
had passed early under their control, the route via Hāmi would undoubtedly
have been the easiest. Yet Chinese administrative policy, was always disposed
to face physical difficulties rather than risks from hostile barbarians, kept
the new road well away from Hāmi and carried it through waterless desert
wastes which at least offered protection from those dreaded nomadic
foes.” Stein (1928), I, pp. 539-540.
This route left the Yumen frontier post
and then headed west through part or all of the Hengkeng (literally;
‘East-West Gully’ = the present Bēsh-toghrak valley), and then
directly north, past the still unidentified Wuchuan (‘Five Boats’),
some 300 km across the desert to the town of Gaochang, at the southern tip of
the Turfan Basin. From here it led on to Karashahr and joined the Middle Route
near modern Korla. Almost all authors place the Yiwu(lu) 伊吾盧 [I-wu-lu]
of the Han period in the region of modern Hami or Qumul.
“Known as
Khamil in Mongolian, the name of this important Silk Road town is transcribed
in Modern Standard Mandarin as Hami. It is famous for its succulent melons suffused
with fragrance and sweetness. Large amounts of cotton are also grown in
irrigated fields.” Mallory and Mair (2000), p. 13.
A few scholars, however, identify Yiwu
with the modern settlement of the same name (and written with the same
characters) about 160 km by road northeast of modern Hami, across the Karlik
range. See, for example, de Crespigny (1984), pp. 43 and 522, n. 71. This tiny
settlement is also known as Aratürük or Atürük. For the
derivation of the name Qāmul = modern Hami, see Bailey (1985), p.
10.
I have chosen the
traditional identification, however, placing it near modern Hami, on the
grounds that the strategically important and famously fertile Hami oasis is a
far more likely location for the State Farms the Han established at Yiwu than
the rather limited agricultural potential of the region surrounding modern
Yiwulu / Aratürük. Pelliot places Yiwu some 30 miles (48 km)
west of the town of modern Hami:
“In A.D.
73, the Chinese created a military colony in the region, with a walled city. .
. . The military colony of I-wu-lu or I-wu did not thrive like that of
Kao-chang..., and was abandoned with the whole of the region in 77. A new
occupation in 90 was still less durable. The third effort, in 131, was more
successful, but only for a time, and Qomul had already passed out of Chinese
reach at the end of the Han dynasty. . . . As to the I-wu-lu of the Han, which
the commentary of 676 on the two passages of the Hou Hanshu calls the
ancient small town of I-wu, it was located about 30 miles west of Qomul [Hami],
in the district of Na-shih....” Pelliot (1959), p. 155.
“Perhaps the earliest reference to Hami – or Yiwu, Yizhou or Kumul,
as it was variously known – was in a book, made of bamboo slips and bound
together with white silk, found in a second-century BC tomb in Henan Province.
This record, discovered in the third century, is an account of the
quasi-mythical travels of Emperor Mu, the fifth emperor of the Zhou Dynasty
(1027-256 BC), who, on returning from his visit to the Queen Mother of the
West, stayed in Hami for three days and received a present of 300 horses and
2,000 sheep and cattle from the local inhabitants.
Hami was considered by
the Chinese the key to access to the northwest, but they were not always
successful in keeping the city free of nomadic incursions. In 73 BC [sic
– should read AD] the Han general Ban Chao wrested the area from a
Xiongnu army and established a military and agricultural colony. . . .
Like Turpan, Hami
is in a fault depression about 200 metres (650 feet) below sea level, and
temperatures are extreme, from a high of 43o C (109o F)
in summer to a low of -32o C (-26o F) in winter.”
Bonavia (1988), pp. 105; 110-111.
“Cumul occupies a geographical position of great strategical importance.
Like Ansi on the south, so Cumul on the north is a stepping-off and
landing-place for all travellers who cross the inhospitable tract of Gobi
between the provinces of Kansu and Chinese Turkestan. The approach to the oasis
is by long and desolate stages, but from the moment that the traveller’s
foot touches watered land he is in the midst of beauty and luxuriant
agriculture, and for several miles before reaching the town the road leads
through fields and by farmhouses surrounded with elm and poplar trees.
Everything indicates prosperity and an abundance of every product.” Cable
and French (1943), p. 138.
“Beyond Hami the track led to Tsi-kio-king [Qijiaojing – not quite
200 km northwest of Hami], the Seven-Horned Well, which stands as sentinel
where north and south trade-roads divide, each taking its own way on one or the
other side of the dividing mountain range. The old well watches the South Road
disappear over a dismal gravel plain toward the burning oases of the Flame
Hills [north of Turfan], and the North Road enter the narrow tortuous defile
which cuts the Tienshan range of mountains in two. In times of peace
Seven-Horned Well was a dreary hamlet, but in war-time it became a strategic
desert outpost from which soldiers guarded three main arterial roads toward
Turfan, Hami and Urumchi. It has been a scene of fierce Gobi battles, and its
sands have many a time been reddened with blood and littered with the bodies of
men and carcasses of horses. Every invader covets its strategic position and
knows of its tamarisk growth, which, though smothered by sand, will supply
abundant fuel for his army. . . . The southern road kept south of the mountain
range, past East Salt Lake and West Salt Lake to Turfan, and over the steep
Dawan Pass to Urumchi. The northern road, however, led through a jagged cut in
the Tienshan where, for a long nine-hour stage, a narrow and almost level path
wound with innumerable turns between great bare crags and lofty granite cliffs,
emerging at last on the Dzungarian plain.” Ibid. 297-298.
“This constant liability to northern attack, from which Hami has suffered
whenever Chinese power in Central Asia weakened, is fully illustrated by its
chequered history, as recorded in the Chinese Annals, and right down to our own
times. . . . As regards the former [Han] period, it will suffice to point out
that within four years of the first establishment of a Chinese military colony
in A.D. 73 I-wu was lost again to the Hsiung-nu; reoccupied between A.D.
90-104, it suffered once more the same fate. The notice concerning the
re-establishment of a military colony there in A.D. 131 brings out clearly the
strategic value which the Chinese rightly attached to Hami. But obviously their
hold upon it ceased when imperial control over the ‘Western regions’
was abandoned after the middle of the second century.” Stein (1921), p.
1149.
From just north of Lop Nor all the way to
the Turfan Basin across the dreaded Gashun Gobi, there is a string of salt
springs. During the Han, and up until about 270 CE,
however, the whole region was much wetter than it is now, so they may have been
fresh enough at the time to provide water for the camels, at least. Wild
Bactrian camels still live in the area and have apparently adapted so they can
drink the water from the salt springs:
“There is no fresh water in the Gashun Gobi, only salt springs. No
humans, not even the hardy nomad, can survive in this utterly barren area of
over 1,750 square kilometres. The only inhabitant of this huge space is the
wild Bactrian camel. Far removed from contact with domestic Bactrians and fully
adapted to drinking salt water, the camels migrate from water point to water
point, some of which are over 100 kilometres apart.” Hare (1998), p. 80.
As this route was protected from the raids
of the Xiongnu by the empty desert to its east, and because it was less than
half the distance of the difficult, but better-watered, route through Loulan,
Korla and Karashahr to Turfan, it may have proved economical for the Chinese,
when the route via Hami was not available to them, to set up strategic caches
of supplies along this route.
Stein (1928, Vol. I, p.
319) reports that some of his party found old tracks and their guide
“took them to mark the passage of some Mongols making for Tun-huang from the
western Kuruk-tāgh. On questioning, the guide told him that his
grandfather “who like his father had been a hunter of wild camels and
familiar with the wastes of the Kuruk-tāgh, knew vaguely of a route
leading through them to the Tun-huang side.”
The “New Route of the North”
or “New Northern Route” ran to the north of the Bogdo Shan
Mountains through Further Jushi (near modern Jimasa) and then almost parallel
to the Central Route, and north of the Tian Shan, past modern Urumchi to the
Wusun.
The distance of 208 km
mentioned in the text matches that between Turfan and the region of modern
Guchen and Jimasa on modern maps. The town of Jinman 金滿城 [Ch’in-man]
is described as houbu 後郶 in the Hou Hanshu which translates as
something like: “The Headquarters for Further [Juzhi]”
“According
to the Xiyushuidaoji (chap. III, p. 5 a), the site of the ancient
Beiting is none other than the locality of Hubaozi, about twenty li to
the north of the present sub-prefecture of Baohui. In fact, a Tang period stele
has been found at this place which, although badly damaged, categorically
proves that previously the sub-prefecture of Jinman was to be found here. Now,
here is what one reads in the Jiu Tangshu (chap. XL, p. 29 b): “Jinman...
was, during the Later Han, the Posterior Royal Court (of the kingdom) of Jushi.
In the ancient barbarian court, there were five towns. The common name was
therefore, the ‘Territory of the Five Towns.’ In the 14th Zhengguan year (640), after (the
kingdom of) Gaochang (Yarkhoto) had been pacified, the District of Ting
was established.” Several lines above, one reads in the same work that,
in the second Changan year
(702), the Protectorate of Beiting was created from the District of Ting.
Thus this text confirms the opinion of the Xiyushuidaoji, for it proves
that Beiting is Jinman. Now, we know, from an inscription found in
situ that Jinman was 20 li to the north of Baohui xian
(or Ximusa) which is 90 li to the southwest of Guchen. Besides,
this text shows us that the name of Bishbalek (the five towns), that the
Government of Beiting had under the Mongols, corresponds to a very
ancient name already known in the T’ang period. Bishbalek is, therefore,
not Urumchi. Like Beiting, with which it is identical, it is at some
distance to the west of Guchen.” Translated and adapted from: Chavannes
(1900) pp. 11, and 305, n.
Aurel Stein found the ruins of the old
town about 10 km north of modern Jimasa, just beyond the village of
Hu-p’u-tzu (Hupuzi): “The outer walls... appear to have once
enclosed a roughly rectangular area, measuring approximately 2,160 yards [1,975
m.] from north to south and 1,260 yards [1,152 m.] from east to west.”
Stein (1928), pp. 554-559. See also: CICA: 184, n. 622.
The Hou Hanshu
states that the king of the Posterior Jushi lived in the Wutu valley, which was
500 li [= 208 km] from the residence of the Jangshi [‘Adjutant
General’] in Lukchun. As I measure it, this is exactly the distance
between Lukchun and a point about 10 km beyond Jimasa on two maps of the route
from Turfan to Guchen. See: Stein (1928), Map 28, and the U.S. Defence Mapping
Agency’s ONC, Sheet F-7. This confirms the findings of Chavannes and
Stein, making the identification virtually certain.
Although this short
route was probably used for military communications and the like between Nearer
and Further Jushi, it could never have been a major caravan route:
“I may point out here that the direct tracks leading from Turfān to
Guchen across the high, snowy portion of the T’ien-shan intervening are
only open for a part of the year, and, as my crossing in 1914 of the least
difficult of the passes, the Pa-no-p’a, showed, impracticable at all
times for any but the lightest transport. Trade caravans and military convoys
would at all times have to make a great detour either west (via Urumchi) or
east (via Ulan-su) in order to get round the Bogdo-ula range by a route
practicable for camels or carts.
This point has to be
borne in mind when we compare the two routes referred to in the notice of the
Former Han Annals. The ‘new route of the north’ coming from the
Shona-nōr must have crossed the T’ien-shan by the easy and low
saddle north of Ch’i-ku-ching over which the present Chinese cart-road
from Hāmi to Guchen and Urumchi passes.” Stein (1921), p. 706, n. 6.
There were two main routes through Wusun
territory. One ran west through Santai (near Lake Sairam) and then over the
Talki Pass into the Ili valley. From Urumchi the route ran west through Manass.
To
the west of Manass there were two main passes south into the Kax He [K’o
shih Ho] Valley which led on to modern Yining or Guldja near the junction
of the Kunes and the Ili Rivers. The first headed over the mountains through
modern Dushanzi to the south of Kuytun and Usa. The second pass, further east,
led to the south of Lake Ayram:
“Another
[of the so-called “Iron Gates”] is the defile of Talki leading from
the Sairam (nor) or Sut (Kul) lake southward, to the Ili River. This was called
Kulugha by Turki-speaking people, and Timur-Khalaga by the
Mongols ; and Dr. Bretschneider explains that the word Khalaga or Khalga,
means, in Mongol, a pass or gate, while Timur signifies iron. The
Chinese traveller Chang-Te, in 1259, passed through the Talki defile, and
described it as “very rugged with overhanging rocks.” He speaks of
it by a transliterated Mongol name which stands for “iron roadway.”
Elias (1895), p. 20, n. 3. The TCAW marks this pass as the
“Xin’ertai.”
This route continued to the north of Issyk
Kul through modern Almaty to Tokmak and Bishkek. All these routes were
accessible to camel caravans:
“But his
first words contained a test, and I had failed to meet that test. ‘The
camel caravans did not cross the mountains,’ he had said. I should have
corrected him, politely; knowing he had been referring to these mountains, to
the Tien Shan.
The camel caravans had
crossed these mountains, through the eastern passes coming from the Middle to
the Northern Route; making their way from Gao Chang, from Turfan. And they
crossed them again from the west, travelling the Northern Route that led to
Kuldja and the Ili.” Martyn (1987), p. 432.
The alternative route (which would have
been safer from the attacks of northern nomads) ran even further south, along
the Kekes River Valley to Issyk-kol where, according to the Hanshu the
Wusun had their capital at Chigu (“Red Valley”) – which I
have located in the spectacular Jeti-Öghüz Valley just southwest of
modern Karakol near the Issyk-kol lake itself (see CWR note 1.61).
From Issyk-kol the way
continued around the northern perimeter of the lake (“Most of the
population and agriculture, and all the decent roads, are along the north
shore.” King, et al. (1996), p. 375), and on via Tokmak to Bishkek, where
it joined the previous route to Talas in Kangju territory. From there one could
head through the Ferghana Valley to Khojend (Khodzhent or Kujand, known as
Stalinabad during the Soviet era).
It was, as closely as I
can measure it on my maps, about 820-830 km between Jeti-Öghüz and
Khojend by this route. So, it seems fair to assume that this is route mentioned
in the Shiji, ch. 123, which records that “Wusun is situated some
2,000 li [832 km] northeast from Dayuan.” See TWR, note
1.61 for more details on these identifications, which find valuable additional
support from this notice.
From Talas there were
three main branch routes: the one mentioned in the Weilue ran northwest
along the Jaxartes or Syr Darya north of the Aral and the Caspian Seas to the
land of the Yancai or Alans who, at that time, were living to the north of the
Black Sea and stretching over to the western and northern shores of the
Caspian. The Weilue states the Yancai bordered on Da Qin (Roman
territory) which is undoubtedly a reference to the Roman territories in Armenia
from which there was access to ports on the Black Sea, and from there to the
Mediterranean.
The other two routes ran
south from Talas through Northern Wuyi (modern Khojend) to the region of modern
Samarkand, where one branch went southwest through the oasis of Bukhara and
Merv to Iran, and the other branch headed south through Termez (ancient Dumi
– one of the five main divisions of the Yuezhi mentioned in the Hou
Hanshu) and across the Oxus (or Amu Darya) to Bactra (Balkh). From there
one could travel southeast to Gaofu (Kabul) and India, or southwest through
Herat to Iran.
(e) North-South Routes across the
Tarim Basin
“It is true
that the Southern and the Middle Silk Roads were separated from each other by
the Taklamakan Desert, but since the Bronze Age there were north-south
connections along a few rivers such as the Khotan Darya and the Keriya Darya.
Since after a great thaw in the Kunlun mountain range the waters of the Khotan
Darya cross the desert and reach the Tarim even today, this transverse line
linking Khotan to Aksu and going along the river has never been abandoned.
About 180 km north of
Khotan a mountain range with a reddish hue rises up from the desert plain. . .
.
The Mazar Tag chain of
mountains ends next to the Khotan Darya. Here on a rocky ledge about 150 m
high, the well-preserved Mazar Tagh fort proudly looks down on the river and
watches over the former trade route. The position of the fort was almost
impregnable, for the rock face near the southern crest falls almost vertically
and is also quite steep in the east, while a tower at a distance of about 30 m
protects the northwestern access. This massive 6 m tower reminds one of the
limes of the Eastern Han and Jin eras between Loulan and Dunhuang. . . .
The tower is certainly
the most ancient structure and could date from the 3rd or 4th
century AD. . . . ” Baumer (2000), pp. 67 and 69.
“A look at the map as well as analysis of the satellite photographs show
that a trade route along the Keriya Darya would be the shortest connection
between the two former kingdoms of Khotan and Kucha. If one believes the report
of Mirza Hidar, Kashgar prince and historian, the Keriya Darya was supposed to
have reached the course of the Tarim as early as the 16th century.
We may therefore surmise that Karadong, which was halfway between Keriya
(today’s Yutian) and the Tarim south of Kucha, had been a fort at the
beginning of our era, besides serving as a caravanserai for trade caravans. . .
.
The excavations of
ancient Karadong by a Sino-French team, which began in 1991, have brought to
light sensational finds and caused a reassessment of Karadong’s
importance. First, in an area five kilometres long and three kilometres wide
next to the fort, the archaeologists found twenty ruined houses, a temple and
forty other ceramic sites that indicate completely destroyed houses or ceramic
kilns. Most structures are concentrated in the northern half of the oasis
south-east of the caravanserai, in an area of 1300 m by 800 m. In the southern
half, an intricate irrigation system could be identified, extending more than
three kilometres in a north-south direction. Coins from the Han Dynasty and
numerous remnants of millet, wheat, oats and rice were also found. In view of
the extended irrigation network, conceivably one or more of these cereals had
been produced in Karadong itself. . . .
As previously described,
forty kilometres north of Karadong are the extended ruins of the proto-historic
town of Yuan Sha as well as traces of even older settlements. Since Yuan Sha
had been abandoned shortly before the turn of the era in favour of Karadong,
the golden age of the latter settlement must have been in the first two
centuries of our era. In those times Karadong was part of the Yumi principality
which extended as far as Keriya. The complete lack of coins from the Tang
Dynasty and of artefacts of a younger date than the 4th century AD
leads to the conclusion that Karadong must have been abandoned in the 4th
century AD. The political disturbances after the breakdown of Chinese authority
in the 3rd century AD must have led to a recession of trade,
depopulation, and as a consequence, neglect of the irrigation canals, which
favoured the advance of the desert. The Keriya Darya probably transferred its
river bed eastwards during this period, a fact that also made living conditions
more difficult.” Baumer (2000), pp. 93, 95, 96.
B. The territories of Haixi, Haibei and Haidong
(a)
Haixi 海西 –
literally: ‘West of the Sea’ = Egypt.
Haixi, and the
associated names, Haibei 海北 – ‘North of the Sea’ –
which provided an overland route between Mesopotamia and Egypt; and Haidong 海東
–‘East of the Sea,’ have continued to elude firm
identification in spite of detailed treatment by recent scholars. Haixi and
Haibei are first mentioned in the Hou Hanshu, and Haidong in the Weilue.
These regions or
countries are presumably located in the various directions in relation to Xihai,
or the ‘Western Sea,’ (sometimes called, Dahai, or the ‘Great
Sea’).
Although there has been
some speculation that Xihai and Dahai might refer to the Mediterranean or even
the Black Sea, all the evidence points to both names being used for the Indian
Ocean which, to Chinese as well as the Romans, included the Persian Gulf and
the Red Sea. See Leslie and Gardiner (1996), Chap. 20.8, pp. 271-272.
There is a detailed
account of these territories in David Graf’s article, Graf (1996) –
especially the section on ‘The Western Regions’ on p. 204, and the
map at the end. However, he argues that the use of the terms Haixi 海西 [Hai-hsi],
Haibei 海北 [Hai-pei], and Haidong 海東 [Hai-tung]
indicate: “that the Chinese of the Han era were ignorant about the
existence of the Arabian peninsula. For them, the great sea adjacent to the
Persian coasts stretched westward forming an immense bay that extended all the
way west to the coasts on Ta-ch’in. Their belief in this imaginary body
of water resulted in the creation of the three coastal districts.”
I cannot agree with this
analysis. It is true that the Chinese, like the Romans, and the Greeks before
them, considered the Indian Ocean and its two major Gulfs, the Red Sea and the
Arabian (or ‘Persian’) Gulf as a whole. The Greeks referred to it
as the Erythraean Sea. This is perfectly reasonable and accurate, as easily
navigable entrances join all the waterways. Because the Chinese accounts do not
mention the Arabian Peninsula does not mean they were necessarily ignorant of
it.
In my view, the Chinese
division of these regions makes excellent sense. Thus we have: ‘West of
the Sea’ (= Egypt); ‘East of the Sea’ (the lands on the east
coast of the Persian Gulf, or Persis) and, finally, ‘North of the
Sea,’ the region in between and joining them: (probably northern Saudi
Arabia, Jordan and southern Israel). The Weilue mentions an overland
route through Haibei from Parthian territory to Egypt (Haixi):
“Now, if
you leave the city of Angu (Gerrha) by the overland route, you go due north to
Haibei (‘North of the Sea’), then due west to Haixi (Egypt), then
turn due south to go through the city of Wuchisan (Alexandria).”
This could refer to the long route up the
Euphrates through Palmyra and Dura Europa, from where it turns south, and later
west, to Egypt. There were two rather more arduous, but shorter, and more
direct alternatives. the first of these went west from the head of the Persian
Gulf, across the desert to the oasis of al-Jawf (Dumatha). Here the road
forked, and one could head north up the Wadi Sirhan towards Damascus, or west
towards Petra, Rhinocolura, and Egypt. It seems these routes were guarded by
Roman patrols after their annexation of Nabataea in 106 CE. Bowersock (1996), pp. 157-159; Millar (1993), pp. 138-139.
The other route left the
region of the prosperous trading state of Gerrha in eastern Arabia and took one
across the peninsula either to al-Jawf or to the Nabataean city of Hegra
(modern Meda’in Salih – some 25 km north of the ancient site of
Dedan) and on to the port of Leukê Komê (literally, ‘White
Village’), which is probably be located in the vicinity of modern Egra =
Al Wajh, 26° 13’ N, 36° 27’ E, on the east coast of the Red
Sea.
“Much of
the merchandise of the Orient was brought overland from the port of Gerrha on
the Persian Gulf to the Arabian port of Leukê Komê on the east side
of the Gulf of Aqabah and then shipped or transported by caravan northward to
Aila. From there it was carried to Petra, to which a direct, overland route led
also from Meda’in Aleh in Arabia. And “thence to Rhinocolura
(modern el-Arish in Sinai on the Mediterranean) . . . and thence to other
nations,” according to the Greek geographer Strabo, who wrote about the
Nabataeans at the beginning of the first century A.D.” Glueck (1959), pp.
269-270. See also note 16.1.
“For this
trade [with Elymais and Karmania] they opened the city of Carra [Gerrha] where
their market was held. From here they all used to set out on the twenty-day
march to Gabba and Syria-Palestine. According to Juba’s report they began
later for the same reason to go to the empire of the Parthians. It seems to me
that still earlier they brought their goods to the Persians rather than to
Syria and Egypt, which Herodotus confirms, who says the Arabs paid 1,000
talents of incense yearly to the kings of Persia. Juba (c. 25 BC-AD 25) and
Pliny, NH (AD 77) 12. 40. 80).” Potts (1990), pp. 90-91.
“The merchants of Palmyra were also active in Egypt. One group resident
in Coptos was engaged in the commerce of the Red Sea and thus by implication
possibly also with India and East Africa. Others used the overland route from
Mesopotamia to Denderah in Egypt.” Raschke (1976), p. 644.
The suggestion that best that fits all the
evidence is that Haixi refers to Egypt. Egypt is certainly to the west of the
Red Sea (which was considered an integral part of Xihai – the
‘Western Sea’), and the major Roman ports in the Red Sea which were
the termini of the extensive maritime trade with India and Parthia, were
located along the eastern coast of Egypt – quite literally ‘west of
the sea’. The use of Haixi as a name for Egypt was probably reinforced by
the fact that the characters represent a reasonably close phonetic
approximation of the name into Chinese.
A major source of
confusion has been the identification of Haixi with Da Qin in the Chinese texts
as, for example, in the section on Da Qin in the Hou Hanshu: “The
kingdom of Da Qin (Rome) is also called Lijian. As it is found to the west of
the sea, it is also called the kingdom of Haixi.”
This does not seem to be
contradictory to me – Egypt had been under the control of Rome since 30 BCE and was, therefore, considered ‘Roman territory.’ Also,
almost all freight being shipped from the East to ‘Rome’ went
through Egypt, which was the first territory mariners reached which could be
called ‘Roman.’ Merchants from Egypt may well have referred to
themselves as Romans, as many would have been officially Roman citizens, even
before Caracalla’s edict:
“In AD 212 Emperor Caracalla issued his famous edict granting Roman
citizenship to all the inhabitants of the Roman Empire (only the
‘capitulated’, whose identification remains a matter of scholarly
dispute, were excluded).” Lewis (1983), p. 34.
It is not surprising to find both the
names for Rome and Egypt interchanged at this time in distant China. This
identification of Haixi as Egypt is, I believe, amply confirmed in the passage
from the Weilue.
To add weight to my
contention that Haixi = Egypt – the Weilue says that from Parthian
territory one can sail directly to Haixi – which, in itself, strongly
indicates Egypt. The only other Roman-controlled territory which could be
reached by sea from the East were the Nabataean lands, annexed by the Romans in
106 CE, in the northeast corner of the Red Sea and
included the Gulf of Aqaba and the port of Leukê Komê. See note
16.1.
The port of Aila (also
known, at various times as: Aelana, ‘Aḳaba, Elath, Ezion-geber, Ailath and Ailam), at the head of the Gulf of
Aqaba, was very difficult to sail to because of the unfavourable prevailing
winds and would have been quite unsuited to handle the large ships the Romans
used in the India trade.
The estimate in the Weilue
of two months for the journey to Egypt with good winds seems very reasonable.
The reference to it taking up to three years with no wind is probably only a
repeat of the discouraging reports given to Gan Ying in 97 CE by Parthian sailors.
The reference to a river
“flowing out of the west of the country into another great sea,” is
clearly a reference to the Nile. This certainly puts an end to any of the
speculation (as discussed above) that Haixi might refer to the Nabataean
territories.
Some have argued that
the Nile doesn’t flow out of the west of Egypt, but out of its north. If,
on the