The Mössbauer spectral intensity is proportional to the recoilless fraction of the Mössbauer signal[15]. We distinguish two mechanisms that decouple the Mössbauer emitting nucleus from the lattice and decrease the recoilless fraction. One is the nucleus vibrating about a given site in the lattice and the other is the nucleus hopping away from the lattice site.
Vibrations decrease the recoilless fraction[15] by a
Debye-Waller factor
where, expanding in the
anharmonic potential
Here
is the Boltzmann constant, q is the Mössbauer gamma ray
wavenumber (
for
Sn ), and
is
the mean squared vibration amplitude,
. The result is valid in the classical limit
, where
is the highest frequency of the
solid. Terms which contribute proportional to
and higher powers
are neglected.
The simple one-dimensional potential of Eq. (1) is equivalent
to an Einstein model for the vibrational motion of the Mössbauer
atom. This crude model is sufficient to parameterize correctly the
temperature dependence of
in the classical limit as given
in Eq. (2). A more exact theory valid in the quantum limit
also, though only in the harmonic approximation, has been presented by
Mannheim[16] and has been used by Howard and
Nussbaum[17] to analyze the behavior of Fe impurities in
various hosts.
As seen in greater detail further down, the decrease of
with
temperature below
is almost linear and can be fully accounted
for by the anharmonic model. However, this mechanism, even with a
T
term, cannot account for the rapid drop in intensity above
in either Pb or Ag. To explain this behaviour we propose a locally
correlated hopping model. The hopping will not contribute to bulk
diffusion if the hopping atom remains localized about a particular
lattice site. In this sense the hopping is highly correlated. Whereas
the onset of bulk diffusion replaces the recoilless line with a
broadened one, localized hopping does not entirely eliminate the
recoilless fraction.
In our model the Mössbauer atom has two possible states. State 1,
with probability P, corresponds to the atom vibrating about the
initial site with a mean squared disorder
as given by
Eq. (2). State 2, with probability
, corresponds to
the atom hopping from the initial site with a mean squared
displacement of
. The Mössbauer spectrum for this
model is given by
where
is a Lorentzian
and
/
is the decay rate from state 1 (taken as the
initial state) to an equilibrium distribution of states 1 and 2.
Eq. (3) is derived in the Appendix. The Mössbauer spectral
intensity is given by
where the integration is done only over the sharp line, so that any significant broadening contributes to the background.
Making the assumption that the states are in thermal equilibrium at all temperatures, the relative occupation probability is given by
where E is the energy difference between the states and
is the
degeneracy of the high energy state relative to that of the low energy
state. To estimate the degeneracy
we assume that, whereas one
atom is involved in the low energy state, L atoms are involved in
the hopping process and
corresponding to typically n
states per atom. For a rough estimate we assume n=2. Defining a
local configurational entropy
Eq. (6) becomes
We note from Eq. (3) that
broadens the Mössbauer
line width. For cases in which there is no significant line
broadening, either (a)
or (b)
.
Since the high energy state does not contribute to the Mössbauer
spectra intensity we know that
. For the Sn
Mössbauer line with
, it is required to have
to satisfy this assumption. In case (a)
Eqs. (5) and (6) give
while in case (b) they give
Because XAFS has a different measurement time scale than ME, it can
distinguish between the two cases (a) and (b) that the Mössbauer
measurements allow. The Mössbauer lifetime is
s while
the XAFS measurement time is
s, so that Mössbauer
measurements average over many lattice vibrations (
s) for each atom, while XAFS measures an essentially
instantaneous average distribution of atoms.
In case (a) the nucleus does not change its state during the Mössbauer
lifetime. Both ME and XAFS see an essentially instantaneous average of
the atomic distribution with a fraction P in the low energy state and
in the high energy state, and neither technique sees many
transitions between these states. The
from XAFS would show
the same qualitative behavior as the ME
in this case.
Although XAFS and Mössbauer measure different
(Mössbauer
measures the
relative to a lattice site and XAFS the
relative to its neighbors) the relative size of the
should be similar. In order for case (a) to have the
Mössbauer spectral intensity decrease dramatically above
, the
high energy state must have a
. Thus, for
case (a), as the temperature is varied through
the
measured by XAFS should also change abruptly from
to a
much larger
.
In case (b) the nucleus makes many transitions between the two states
during the Mössbauer lifetime, but does not make transitions between
the two states during the XAFS time, and it is possible for the
of XAFS and Mössbauer to be quite different above
.
Since the nucleus is making many hopping transitions during the
Mössbauer lifetime, the
from ME would be determined by the
hopping length
. However, the hopping time could be
short compared to the time between hops, when the nucleus is vibrating
about a particular site with a mean square disorder
.
The XAFS
would still be
, and the XAFS
signal would be only slightly decreased by the fraction of the time
spent hopping, as seen in XAFS measurements on liquid Pb. XAFS
measurements on a 2% Sn in Pb sample show no significant change in
around
besides the ordinary Debye-Waller dependence.
This behavior rules out case (a), and case (b) is the one that applies
to Pb:Sn alloys.
We consider another possible interpretation of the dramatic decrease
in Mössbauer intensity, suggested by J. Mullen[8], that
the impurity does not remain dissolved at all temperatures but
partially precipitates out as the temperature is lowered or raised.
The decrease in Mössbauer spectral intensity is caused by the
precipitated particles having a smaller force constant k and
consequent larger
as given by Eq. (2). The phase
diagram[18] does show a decreasing solubility limit with
temperature near room temperature which, if extrapolated, may cross
the 2% and even 1% limits at low enough temperatures. This
possibility can be ruled improbable by the low temperatures of 150K
where the putative precipitation would occur. At such low
temperatures the possibility of any coalescence of the impurities into
a precipitate would be improbable because of the absence of bulk
diffusion or grain boundary movement. The large decrease would
require a sudden precipitation of most of the impurities which means
that the solubility must decrease to a value well below one percent.
Any reasonable extrapolation of the solubility limits would not be
consistent with such a low value.
Three measurements we performed show clearly that precipitation does not
occur. The first is to measure any hysteresis in the temperature
dependence of the rapid decrease near
. As shown in Fig. (4)
there is no hysteresis found for the Mössbauer spectral intensity for
the 2% Sn in Pb sample. A hysteresis was found for the 3% sample in Pb
which is above the solubility limit (
2%) at room temperature and may be
expected to have some further precipitation at lower temperatures.
For comparison, in an investigation of the precipitation of Sn in Pb,
the spectral intensity for an 8 at.% Sn in Pb sample was measured by
Arriola and Cranshaw[19] up to 520K. They found that the
spectral intensity had a hysteresis effect in the temperature range of
320 - 360K, as precipitation occurred. Above 360K the Sn is completely
dissolved, and a
of 104K was found. This value is
consistent with our value of 107K, determined at low temperatures for
the 2 and 3% samples. Extrapolating the results of Arriola and
Cranshaw above 320K to 80K, assuming the
= 104K, we find
that their spectral intensity is about 8 times that of ours, as shown
in Figure (2), in agreement with the ratio of concentrations.
Our 2% Sn-Pb sample did not show the hysteresis expected if
precipitation had occurred. Moreover, the Debye temperature for this
sample is consistent with other
measurements for fully dissolved Sn-Pb alloys.
The second measurement was the value of the line shift. The isomer shift of tin in tin is 2.5 mm/sec at room temperature[20] while the measured value is 2.0 mm/s for the AgSn alloys, and 3.1 mm/s for the PbSn alloys, all relative to calcium stannate. The temperature dependence of the isomer shift in our samples is as expected from relativistic effects. This isomer shift is in disagreement with tin precipitates of appreciable size.
The third measurement was the XAFS of the Sn K-edge in dilute alloy
samples. The XAFS at T = 80K showed that the Sn was surrounded by
only Pb near neighbor atoms for the 2% sample as expected by the
phase diagram. Figure (7) shows the predicted XAFS, using
FEFF theory, of the isolated first neighbors if they are all Pb, all
Sn, and 3 Sn and 9 Pb neighbors. It is estimated that the XAFS could
detect Sn neighbors if they are 10% or more of the total. These three
experiments rule out the possibility of precipitation as an
explanation for the observed rapid drop at
in the 1% Sn in Pb
sample.
Although the Sn in Ag alloys are always in a range well below the
solubility limits, a check of the reversibility of the temperature
dependence of the Mössbauer spectra intensities was made for both the
2 and 4% Sn in Ag samples. No significant hysteresis was detected as
shown in Fig. (3). Thus, we conclude that both for the 1% and 2% Sn
in Pb samples and all of the Sn alloys in Ag, no precipitation is
occurring in the temperature range where the
deviates from a
linear T behavior.
Another suggested interpretation for our observations is that
impurities at the grain boundaries dominate the measurements, and so
what we see is not a bulk phenomenon but a ``premelting" of the grain
boundary. There is indeed an enhanced impurity concentration at the
grain boundaries. For binary alloys with an impurity solubility limit
on the order of 10%, the concentration of impurities at the grain
boundaries is
10 times greater than in the bulk[22].
The grain size of our samples is typically 1
. Since grain
boundary widths are of the order of
, the fraction of the
volume enclosed by grain boundaries is 0.001. Thus, only 1% of the
impurities are in the grain boundaries, and the effect we observe must
be a bulk phenomenon. In addition, the amount by which the grain
boundary concentration is greater than the bulk concentration
decreases with increasing temperature[22]. This too is
contrary to the suggested interpretation that, as the sample is
heated, the impurities move to the grain boundaries where
``premelting" is more likely.
We now turn our discussion to the Pb host alloys. The 1% and 2%
concentration samples clearly have no precipitates and the Sn is
dissolved throughout the temperature range of the measurements. They
show no irreversibility and are thus in thermal equilibrium. The very
rapid decrease of the Mössbauer spectral intensity above
is
much too rapid to be explained by anharmonicity alone, and localized
hopping of the atom off the lattice site must occur as discussed
above. Also, as discussed in the experimental section, the 1% sample
represents an isolated impurity. The temperature dependence of the
Mössbauer spectral intensity below
for the 1% sample is first
fit to a
as in Eq. (2), giving the value of
, the temperature slope of
, listed in
Table ( i). Above
, the ratio between an extrapolation
of this normal vibrational behavior and the observed anomalous drop in
intensity gives from Eqs. (8) and (9b) the values of E and
S presented in Table ( i). With the crude model of n=2 for
the hopping state, this entropy translates to L = 43 atoms involved
in the hopping process. As another interpretation of this entropy, we
compare it to the entropy of fusion
for Pb (
e.u.
per atom)[23] which allows for 30
atoms to have the same entropy as that in a liquid. To reiterate, the
implication of
is that there are
30 atoms around
the Sn that are involved in a liquid-like hopping process with an
entropy much higher than that of solid state diffusion. We call this
region the high entropy or ``premelted" bubble. It is much larger than
the region over which the impurity itself moves.
A striking feature of Fig. (4) is the strong concentration dependence
of the temperature dependence of the Mössbauer spectral intensity.
The 2% sample has a smaller
, a higher
and a more
gradual temperature variation than the 1% sample. Fitting the 2% data
with Eqs. (8) and (9b) gives the values for
, E, S, and L in Table ( i).
The results of this analysis give an understanding of the
concentration and temperature dependence found for the dilute Sn in Pb
alloys. At low enough concentrations, the impurities have a premelted
bubble of
30 atoms surrounding them. This premelted bubble
does not have the full disorder of a liquid since it is surrounded by
crystalline Pb and the short range order this induces orders the
bubble substantially. It should be noted that a bubble of 30 atoms
contains about 8 unit cubes or a radius of about one unit cube, i.e.,
about 1 1/2 nearest neighbor distances. Short range order in a liquid
occurs over this same dimension and, therefore, will impose a strong
constraint on the amount of disorder within the bubble. Yet, our
experiments indicate that the Sn atom can still hop about within the
bubble with the surrounding atoms participating in the motion.
When the concentration of the impurities becomes large enough to have substantial overlap of the bubbles surrounding the impurities, they interact and, as the experiment indicates, the bubbles harden, i.e., the value of E increases, and their size increases, i.e., S increases. The hardening of the bubbles explains why the solid does not lose its rigidity as the concentration increases. The bubble surrounding the impurity explains why the interaction between impurities occurs at such low concentrations as 2%.
The behavior of the Ag based alloys is qualitatively somewhat different. The decrease below a linear behavior in Fig. (3) is initially much more gradual and at 900K a more rapid drop occurs. Some concentration dependence is found. The most striking concentration dependence is exhibited by the line shift plots (Fig. (5). The 2% sample shows a linear T-dependence and reversibility on heating and cooling. The 4% and 8% samples show a shift from the linear dependence at 500K, and an irreversibility on an initial cycling. The concentration dependence suggests some interaction effect between the impurities is at the basis of the shift. We conclude that only the 2% Sn in Ag sample is an isolated impurity case.
The gradual decrease of
in Fig. (3) from a linear
behavior is not anomalous and can be fit by anharmonicity as given in
Eq. (2). The coefficients of the terms linear and quadratic in
T in
are listed in Table ( i). The quadratic
term is the anharmonic term and its magnitude is reasonable compared
to the linear harmonic term, e.g., at 1000K, near the melting
temperature, the two terms are comparable. However, the more rapid
drop at
requires the hopping mechanism. A fit to this
drop using Eqs. (9b) and (8) gives the values listed
in Table ( i). A fit to the temperature behavior of the 4%
Sn in Ag sample results in the values listed in Table ( i).
The values of L are obtained from
for
Ag[23]. The concentration dependence in E and S is
similar to that in the Pb host indicating a similar hardening and
growth in bubble size with increasing concentration.
However, the behavior of the two alloy based systems is different in
some respects. The rapid decrease in the spectral intensity occurs at
a much lower temperature for the Pb based alloys than the Ag based
ones. This is true even if the data are normalized to the different
melting temperatures of the host materials. One possible explanation
of this difference is the difference of the relative sizes of the host
atoms to the Sn atoms. The metallic radii of Ag, Pb and Sn are
1.44
, 1.75
, and 1.40
, respectively.
Tin impurities contract[24] the lattice constant of Pb but
expand[25] that of Ag. Thus Sn has much more ``rattling"
space in a Pb host than it does in a Ag host. This large excess free
volume available for Sn in Pb should greatly
expediate a liquid-like hopping behavior.
However, it should be noted that one should not treat the atoms as
hard spheres with a fixed atomic radius. The XAFS measurement of 2%
Sn in Pb, shown in Fig. (7), indicates that the Sn-Pb
distance is 3.479
, only slightly smaller than the average
interatomic distance of 3.498
found by x-ray diffraction,
and considerably larger than the sum of the
metallic radii of Sn and Pb (which gives 3.15
).
One can obtain an appreciation of how enhanced the local motion of the
impurity is by comparing to the solid bulk diffusion rate. The
extrapolated value of the solid bulk diffusion rate[26] of
Sn in Pb at 150K is
and it would take
seconds to diffuse 3.5
, an atomic spacing. The
local hopping is occurring in less than the Mössbauer lifetime
(
seconds), about 26 orders of magnitude more rapid! For
the Ag host, the corresponding numbers at 900K are[27]:
, and
seconds to diffuse
2.9
. Here the bulk diffusion is comparable to the local
hopping rate, but the sudden drop in the spectral intensity cannot be
explained by bulk diffusion because there is no increase in line
width. A more careful estimate from Singwi and Sjölander taking into
account the discrete hopping motion shows that the line broadening is
given by
, where
2.9
. This gives a contribution of only 2% to the measured line
width. Thus, bulk diffusion only slightly broadens the line width
within experimental uncertainties, but does not decrease its
intensity.
In an interesting paper Martin and Singer (MS)[9]
investigated the behavior of point defects in a model crystal near
melting by computer simulation. They misinterpreted our concept of a
``premelted" bubble and assumed an actual bulk-like liquid within the
bubble without any short range correlation with the surrounding solid.
Their simulations could not sustain any such liquid bubble below
and wrongly concluded that their simulations were in disagreement with
our model. It is clear why a bulk-like liquid cannot be maintained
below
in a bubble of diameter only a few atom spacings. The
bubble, in contact with the surrounding solid, will have imposed on it
short range order as discussed above. This short range order, even in
a bulk-like liquid, is not too different from a solid within an atom
spacing or so. Thus, such a small bubble will not appear much more
disordered than a solid. Its main feature is its ability to have
correlated movements of the enclosed atoms to allow the impurity to
move about its original site by more than 0.2
. This motion
is different than hopping in a solid because it is a higher entropy
process, more like a flow than a hopping.
Martin and Singer discovered the formation of interstitial-vacancy (I-V) pairs for an impurity with a substantially smaller radius than the host at temperatures well below melting. Their I-V pairs cannot explain our results because the interstitial in their case unbinds easily and contributes to the bulk diffusion rate, causing it to increase noticeably--an effect not seen. They speculate that there may be some lower temperature where the I-V formation is frequent, but the interstitial and vacancy remain closely bound to each other and eventually recombine.
Our excited state is a bound I-V pair in the MS terminology. The
motion of the atom off the original lattice site produces a vacancy
there and the atom, being off a lattice site, is in an interstitial
position. However it is different in two important respects. One, the
motion is not a hopping process as in a solid but a higher entropy one
where the surrounding atoms participate more by flowing as in a
liquid. Two, it is unlikely that the displacement of the pair is as
large as in a classical interstitial of the FCC structure of Ag and
Pb. It is hard to understand how such a well separated I-V pair
(2.47
for octahedral and 2.14
for tetrahedral
interstitial sites in Pb) can remain so tightly bound as required by
our experiment. For example, such I-V pairs have been
suggested[26] as a mechanism for the diffusion of Hg in
Pb. In that case the various correlation coefficients are calculated
to be greater than 0.25 above 500K, e.g., the I-V pair will move in
less than four hops of the impurity. If this were the mechanism for
the rapid local motion of Hg impurities in Pb seen by XAFS, the bulk
diffusion rate would be close to the liquid value, i.e., many orders
of magnitude larger than the true value. Our experiment requires that
the I-V separation be greater than 0.2
, but the strong
localization of the I-V pairs that corresponds to localized motion in
our model argues that the separation be significantly less than
2
. It should be emphasized that in addition to the motion
of the impurity we find a high entropy bubble that contains
30
surrounding atoms, and is thus about 5
in radius.
Tin is not an anomalous diffusor in Pb[26] nor in Ag[27]. Its diffusivity in those hosts is similar in value to that of the self diffusion of the hosts themselves. The mechanism usually postulated for such normal diffusion is a vacancy one[26]. With such a mechanism the diffusion rates of the host and impurity are within an order of magnitude of one another. Anomalous diffusors are impurities which have diffusion rates many orders of magnitude more rapid than the host. The mechanism for this anomalous diffusion is not known but it is usually associated with those impurities that dissolve as interstitials[26] and not substitutionally as Sn does in Pb and Ag.
An unusual local hopping phenomena was found[28] for Co
impurities in Al. The Al interstitials were produced by
low-temperature irradiation with high-energy electrons. Mössbauer
spectroscopy on the
Co impurities indicated a rapid decrease in
the recoilless fraction by more than a factor of 4 in the temperature
interval between 13 and 20 K. This unusual behavior was attributed to
the Co atom being itself in an interstitial site as it formed a
dumbbell defect with an Al interstitial across the face of the unit
cell cube. It was postulated that the Co interstitial hopped between
the six equivalent sites corresponding to forming dumbbell defects
across each face of the unit itself. This hopping was thermally
activated in a temperature interval 13-20 K to cause the rapid drop in
the recoilless fraction. Such a model cannot fit our situation as our
samples are well annealed and we do not expect any significant number
of self-interstitials to exist. The phase diagrams for Pb-Sn and
Ag-Sn as verified by diffraction and by XAFS for Pb-Sn indicate that
Sn is a substitutional impurity, not an interstitial one.
There have been attempts to detect ``premelting" phenomena in solids with the motive to detect an instability in the solid which causes the melting transition. The classical thermodynamical picture of melting is that it is not caused by an instability, but it is a first order phase transition wherein the liquid phase becomes thermodynamically more stable. The solid is still mechanically stable and the transition to the liquid phase is a nucleation and growth process. Molecular simulations[1] confirm the thermodynamic picture. Our ``premelting bubbles" are not an instability of the solid but an equilibrium state. There is no reason to expect the solid to be completely homogeneous on an atomic scale when it has impurities to destroy the periodicity.
The mechanism of melting therefore requires specifying the nucleation site where the growth initiates. For small samples where the surface or interface is not negligible, nucleation can initiate on these surfaces[1,2,3,4]. These interfaces show ``premelting" disorder below the melting temperature and they subsequently act as the nucleation sites at melting. However, in large single crystals (rigorously, when the volume goes to infinity) where the surface and grain boundary areas can be neglected, the initiation sites must scale with the volume. The regions surrounding those impurities which exhibit the ``premelted" bubbles do scale correctly and will have a smaller barrier to a fluctuation to a nucleation site and could serve as the initiation sites for melting in 3-d in the thermodynamic limit of very large single crystals, analogous to the ``premelted" interfaces for smaller crystals. Impurities are only one type of a possible whole class of point defects which could act as initiation sites for 3-d melting. Any point defect that increases the free volume for hopping such as vacancies may also show ``premelting" in its vicinity and thus act as an initiation site. Since vacancies are thermally excited in all solids, this could be a mechanism for melting even in pure materials. It is pertinent to mention here that very recent molecular dynamics calculations of R. Car[29] near the melting point of Si show such ``premelting" characteristics around vacancies. Whereas at low temperatures the diffusion in the vicinity of the vacancy consists of a single atom hopping, near the melting point a significant fraction of the diffusion processes consists of several atoms moving coherently, i.e., a high entropy type flow as in a liquid.
The temperature dependence of the spectral intensities that we measure are consistent with other measurements. In unpublished thesis work[30], R. C. Knauer, Jr. found a temperature dependence similar to ours for the spectral intensity of Sn in Ag, but measured up to only 743K, and so did not see the temperature range with the rapid drop. Room temperature values for the recoilless fraction of dilute Sn impurities in Pb have been measured[31] to be 0.016 (0.015).
Finally, it should be noted that possible premelting of the Ag
ionic sublattice surrounding impurity Sn atoms has been
reported[32]
in a Mössbauer experiment on superionic Ag
Se with tin impurities.