Fractured Humanity in a Broken South: Modes of Rhetoric in The Sound and the Fury
By
Genevieve Gebhart, University
of Washington, Seattle
In William Faulkner’s The sound and the fury, Quentin, Caddy, Jason, and Benjy Compson each suffer from an abbreviated sense of self, one that stops short of what they may have been had the South not fallen years before and put their family’s “prolonged and suspended fall,” into motion.[1] Each Compson sibling suffers from an imbalanced perception of the world, and so each, “apprehending some fragment of truth, seizes upon that fragment as though it were the whole truth and elaborates it into a total vision of the world, rigidly exclusive and hence utterly fallacious.”[2] In The sound and the fury each of these fallacious angles is the account of a brother, and only through several of these accounts can Faulkner approach a wholly truthful tale. To best understand the ways in which the Compson siblings interact with each other and with their changing surroundings, one must view their actions and judgments through a rhetorical lens focused on the Aristotelian modes of pathos, ethos, and logos [3] in the context of the forces of eros and thanatos.[4]
Applying
these modes to the text of The
sound and
the fury requires examination not of how the author
applies them but of
how his characters rely on them, and how this in turn reflects the
novel’s setting of the broken South from 1898 to 1928. The fractured
South and household in purpose which the Compson children live have
splintered them into separate shards of the human experience – each
into the embodiment of a separate mode of existence – thus preventing
each from “fulfilling his human character.”[5]
Faulkner’s narrative
techniques leave the reader no time or space in which to examine the
characters’ surrounding of the fallen South, and instead present the
Compson children as both a direct product of and an explanation for
their society’s collapse. The antebellum South lives on in the values
of their parents’ generation as “a clean, pure space of remembered
innocence” that, like Caddy’s purity, is “defined by a transgression or
violation of moral limits that virtually brings them into being.”[6] In
the present generation, however, the Old South is nothing more than a
memory, and the transgressions of moral limits that once offended the
older generation are increasingly becoming the inescapable reality. The
South is slowly and painfully moving into a new, foreign era of
industry and democracy, and, like the Compsons, collectively responds
with “resentment at the changes which are inevitable.”[7]
The
line between Old and New becomes blurred and at times indefinable as
the new generation moves on and fails to uphold – or blatantly
disregards – the distinction and familial reputation associated with
the Old South.
Beyond
inspiring pity for his family’s reputation,
Benjy singularly employs pathos – the only mode intellectually
accessible to his emotional capacity for love, anger, pity, or fear –
to comprehend what goes on around him. Benjy finds his own downfall not
in the setting of the New South, but in his own conscious tendency to
recognize “the antithesis between the human power to create chaos and
the human power to create order.”[8]
Without a conscious distinction of
right from wrong or the capability to use reason and subjective
judgement to his advantage, Benjy’s state of mind is at the mercy of
his emotional sensibilities and the teetering balance of power that
exists in the Compson family. His exclusively pathotic mindset enables
him to sense change, but never to fully grasp its significance. Because
the rest of his family “was too proud for him,” and resents having to
“keep him around here where people can see him,” he goes to Caddy as
the only person in his world who can connect with him on his own level
of pathos and emotion.[9] In her he senses the thanatos of
her moral downfall surrounding the Compson family. He perceives her
threatening sexuality, most acutely in the absence of her
purity, on
every sensory level: smelling her perfume, hearing golfers yell the
word “caddie,” seeing the swing where Caddy would take her lovers,
touching “the tall dark place on the wall” where the mirror he
associated with her image used to hang.[10] Without a concept
of time he cannot organize these feelings into chronological order, and
thus experiences everything in the present; he is subject to momentary
mental pandemonium from any emotional stimuli, past or
present.
Benjy consistently defines himself by his relationship with Caddy while acting as her “moral mirror.”[11] He relies on the eros she symbolizes in the sense of eros as appreciation of her beauty, or simply of beauty itself. Even “the dark began to go in smooth, bright shapes” when “Caddy held me and I could hear us all.”[12] This eros inspires Benjy to seek truth by seeking her – Caddy’s “love for Ben evoked his love for her” in the most reliable relationship he would ever know.[13] The sensual side of eros that she also represents, however, cannot in Benjy’s mind coexist with her love for him; Caddy’s erotic development ultimately translates to thanatos in his mind and signifies the end of their relationship as brother and sister. Benjy protests “against Caddy’s sexuality because it threatened to deprive him of Caddy’s love,” and his cries impress shame upon her for her loss of sexual purity.[14] Caddy eventually can no longer meet Benjy’s pathotic needs and, after she leaves, his feelings about her shift from fear and hurt to “unrelieved, and for him meaningless, suffering” and longing.[15] Benjy represents “the pure need, the Freudian id, a zone of helplessly free-floating desire” and needs emotional exchange even at the most foundational level to function.[16]
Within
the workings of the novel, Caddy herself
is less a person than she is a strong symbol of the erotic and
thanatotic forces present in human nature. In this way Benjy sees her
perhaps the most accurately of all her brothers, because in his simple
mind she is love and later she is the end of that love. Though Faulkner
points to the scene in which her brothers “watched the bottom of her
muddy drawers”[17] as the originating myth of the novel, careful
analysis of the text reveals that “this scene stands in the same
relation to Caddy as Caddy does to the entire novel.”[18]
Faulkner means for the reader to understand Caddy in terms of
that one
scene’s implications and then understand the novel in terms of Caddy,
yet Caddy’s so crucial “presence is more felt than perceived”
through-out.[19] Without her own personal
account, Faulkner
subjects her to the fragmented judgments of her brothers. She becomes a
“lost” character who accordingly functions in the novel as the very
symbol of loss itself: of virginity, of respect, of time, of an era.
Caddy is incontrovertibly intertwined with each story like the forces
of eros and thanatos that she represents. In her, “each brother’s
discontent” with both the eros and thanatos against which they
personally struggle “finds its focus.”[20] She metamorphoses
between representing eros and representing thanatos throughout each
brother’s piece; eventually the two forces become interchangeable as
her erotic vitality accelerates her family’s thanatotic downward
spiral.
Though Faulkner treats Caddy as simply a personification of the forces in her environment, he permits her avengement more than he does for any other character. From the time Caddy marries and leaves the Compson house, Quentin’s narrative especially asserts that while “the Compson children were doomed like their parents to empty lives and hopeless dreams…only Caddy knew and accepted that.”[21] Jason, conversely, convinces himself with logos of the opposite and remains in denial of the direction in which his family is going. His logos cannot reason away Caddy’s and later Miss Quentin’s eros, and further cannot even begin to comprehend the actuality of thanatos in his life. When Jason tries to make “Caddy the instrument of a substitute fortune” to avenge himself against his parents, Miss Quentin’s irresistible drive toward her own future compels her to avenge her mother and steal the money back. [22] Ultimately, Caddy is her indirect means of escape from Jason’s logotic oppression. Faulkner allows Miss Quentin to use Jason’s “golden fleece” of the money to avenge her mother against Jason in the same way Jason tried to use Caddy to avenge himself against his past. Aristotle’s modes obey his concept of poetry superior to history in this “ridiculously fine burlesque of poetic justice”; the virtue of pure eros punishes the vice of logos and moral Aristotelian logic triumphs, even if only fleetingly in the midst of the South’s looming thanatos.[23]
Instead
of coming to terms with reality, Jason
immerses himself in the hypocrisy and flawed self-judgement that his
brand of logos entails. Even his choice to accept the society of the
New South exemplifies his hypocrisy, for in this cession he is only
looking for a way to return to the glory of the Old South that he
considers his birthright. In Jason’s mind he is “not the totality of
what he has, but the totality of what he does not yet have, or what he
might have”; he is only
tolerating the idea of a New South
until he
can devise a plan to overcome it.[24] He becomes so sure of his logic’s
infallibility that he ignores input from others, “his attitude…that of
one who goes through the motions of listening in order to deceive
himself as to what he already hears.”[25] His hypocrisy is
evident on a more practical level, as well, when he obsesses over
possession of the same money that he claims has “no value” and “don’t
belong to anybody.”[26] His self-contradictory logic always
concentrates on “his fanatical belief that… he is the eternal loser,
sufferer, and underdog.”[27] Jason has convinced himself that
he is a justified victim who needs no help or sympathy from anyone, not
even God himself: “And damn You too…see if You can stop me,” he
thinks.[28] He rationalizes his rage at Miss
Quentin in terms
of her disregard for him and his patriarchal authority without
recognizing that his oppression is the cause. In response to Mrs.
Compson’s demand that she respect Jason as a father, Miss Quentin says,
“It’s his fault…he makes me do it…If I’m bad it’s because I had to
be.”[29] Without the sympathy of pathos or moral
compass of
ethos to balance his psyche, Jason’s self-righteous sense of injury
feeds on itself until he loses himself in logos.
Quentin, representative of the values of the Old South, acts as a foil to Jason’s New South morality, but he too suffers from an incomplete and flawed sense of self. While Jason drowns his ego in his own self-destructive rage, Quentin’s strong sense of self fragments into multiple ideas of “ego” each time he encounters ideas or memories that challenge his beliefs. To Quentin the New South is like the watches he sees in the shop window on the day of his death: “a dozen different hours and each with the same assertive and contradictory assurance that mine had.”[30] Instead of accepting the New South, Quentin holds on to his Old South ideals as the sole way he can return not only his sister but the entire South to the virgin space they once occupied. He insists on “treasuring some concept of family honor his parents seem to have forfeited” in the face of their, and seemingly the world’s, apathy to his concerns.[31] Unlike Jason, who gauges the present’s value based on calculated future potential, Quentin “interpreted his present in terms of his past.”[32] Even the past to which he strives to return challenges his ideals: for example his recollection of the rape of Persephone in conjunction with the memory of Dalton Ames running away with Caddy in his arms spurs his identity to fracture into multiple and contradictory roles.[33] Quentin at once conceives of himself as Eubouleus, the innocent bystander watching Persephone’s descent to the Underworld; Hades, the king of the dead, securing Persephone a place on the throne at his side; and finally the narcissus, the tempting bloom which led Persephone to her misfortune. In the same way that Jason effaces his ego with logic, Quentin shatters his to pieces as he struggles to extract a moral “right” from the “wrong” he perceives all around him. In the face of his unsteady ego, Quentin searches for a significant and honorable justification for his regression from the world of the New South into his own personal idealized Underworld.
Quentin’s
section gives the reader the duty of
separating his actual memories from his imagined fantasies, but more
relevant to the novel is not on what psychological plane his actions
are taking place but rather the ethos that motivates him to contemplate
them in the first place. Regardless of Faulkner’s appendix to The sound
and the fury or his later comments regarding the novel,
the text itself
reveals that all of Quentin’s actions “approach and dwell in the
imaginary whether or not we conceive of them as actually
taking
place.”[34] Quentin’s concern with the ethics surrounding
actions takes
the place of the significance of the actions in question. In reply to
his false confession of incest his father tells him that “every man is
the arbiter of his own virtues whether or not you consider it
courageous is of more importance than the act itself.”[35]
Quentin depends so much on hGenevieve
Gebhart is a sophomore in
the University
of Washington. She is in the UW Honors Program and is majoring in
International Studies in the Jackson School of International Studies
with a concentration in environmental issues. is personal idea of virtue that he
possesses his memories only as they support his ideals; the ethos in
which he places all of his being drives him to seek authority and
credibility at any cost, whether by the further corruption of his
sister to reach a space of higher purity or through the corruption of
his own memories. At Harvard, away from the South, Gerald Bland’s
disrespect towards women and their purity presents to Quentin the
“prospect of a moment when Caddy’s corruption no longer matters to
him.” His father, whose views “are complimentary to the point of
schizophrenia” to Quentin’s,[36] tells him in the same
conversation that “you are not thinking of finitude you are
contemplating an apotheosis…you cannot bear to think that someday it
will no longer hurt you like this now.”[37] With time eroding
the grief and despair that lends his ideas credibility, Quentin directs
his ethos at time itself and attempts to manipulate it, even if only in
his own mind, to fit his purposes.
Quentin’s
desire to stop time leads him to combine
his ethotic virtue with a thanatotic desire for death, the condition in
which time both stops and comes alive. His obsession with time “derives
primarily from his recognition of it as the dimension in which change
occurs and in which Caddy’s actions have efficacy and
significance.”[38] Quentin is “a gull on invisible wire
attached through space dragged,” and believes that only in death – the
absence of time – can he save both himself and his sister from the
relentless pull of the “invisible wire” of time toward the future.[39]
Caddy refuses, however, to take part in his thanatotic vision
of a
double suicide that would place them in a circle of hell where they
would be “only you and me then amid the pointing and the horror walled
by the clean flame.”[40] When he suggests suicide she places his
hand
on her throat so he can feel the surge of blood whenever she hears
Dalton’s name to show him that she is still alive, and
possesses some
force of the human experience that Quentin has never and will never
recognize as valid. Quentin cannot accept the eros in her because he
does not understand it, and with the ethos on which he functions can
only see the thanatos in her: namely, her loss of virginity. Her eros
both defies his ethos and refuses his thanatos as her vitality and
humanity “act in counterpoint to Quentin’s obsessions” and push him
away.[41] After Caddy refuses to confirm Quentin’s passion,
his “own
estimate of himself” – which is essentially the success of his
subconscious ego’s ethotic appeals to his conscious self – fails to
meet his own ethotic standards in a circular reductio ad absurdum
of
the mind.[42] His identity is scattered both amongst
separate roles in
relation to Caddy and across the time he wishes to harness. Before his
suicide he contemplates “the peacefullest words…Non fui. Sum. Fui. Non
sum,” Latin for “I was not. I am. I was. I am not.”[43] Quentin’s mind
betrays him as he starts to think about how “I could not be a virgin,
with so many of them…but if it was that simple to do it wouldn’t be
anything it if it wasn’t anything, what was I.”[44] As the
irrelevancy of virginity and purity dooms upon him, he cannot continue
watching time eat away at his ethotically dependent identity. He begins
to identify with Narcissistic images of his shadow and his reflection
in water, which are “nicely symbolized by his elaborately planned act
of suicide by drowning.”[45] Up to the day of his death Quentin never
manages to think past Caddy, both in terms of his failure as her
protector and of his irrelevancy as his own authority.
None of Caddy’s brothers, in fact, can ever manage to think past her, for the eros and thanatos that she symbolizes govern every decision they make. Their “vision of the world can be compared to that of a man sitting in an open car and looking backward. At every moment, formless shadowings, flickering, faint trembling and patches of light rise up on either side of him, and only afterward, when he has a little perspective, do they become trees and men and cars.”[46] At the conclusion of the novel’s omniscient fourth section, the Compson family’s story approaches meaninglessness, for “each in its ordered place,” is merely a transient and material illusion.[47] Without the completeness of multiple modes of thinking and existence at their disposal, none of the brothers ever gain Sartre’s “perspective” or reach Faulkner’s ironic suggestion of order. They remain perpetually trapped in their fugue-like mindsets, without the relief of another mode to render them whole and set them free.
Genevieve Gebhart is
a sophomore in
the University
of Washington. She is in the UW Honors Program and is majoring in
International Studies in the Jackson School of International Studies
with a concentration in environmental issues. .......................................................................................................................................................
[1]
William Faulkner, The
sound and the fury: the corrected text (New York:
Vintage Books, 1990), 319.
[2]
Michael Millgate, “The Sound and the Fury,” in Faulkner; a collection
of critical essays, ed. Robert Penn Warren (Englewood
Cliffs, N.J.:
Prentice-Hall, 1966), 95.
[3]
Briefly, rhetorical strategies employed by a speaker to persuade an
audience. Aristotle defines ethos as a form of argument whose validity
is predicated upon the credibility that an audience perceives in the
speaker; pathos as an emotional appeal to an audience’s
sensibilities;
and logos as an “objective” appeal
that can employ inductive or
deductive logic. See Book 1, Chapter 2 in Aristotle, W. Rhys
Roberts,
and W.D. Ross, Rhetoric
(New York: Cosimo Classics, 2010), 6-11.
[4] Eros
is used here to refer to sensual desire or longing, especially in
reference to a drive to create something greater than and beyond
oneself; thanatos, conversely, to refer to an unconscious urge towards
death or self-destruction, especially in the context of a greater
purpose based on moral principles.
[5]
Jean-Paul Sartre, “On The Sound and the Fury: Time in the Work of
Faulkner,” in Faulkner;
a collection of critical essays, ed. Robert
Penn Warren (Englewood Cliffs, N.J.: Prentice-Hall, 1966), 92.
[6]
Eric J. Sundquist, Faulkner:
the house divided (Baltimore: Johns
Hopkins University Press, 1983), 23.
[7]
William Faulkner,
Paul Gardner, and Eric Mottram, A
Faulkner perspective: a
companion-guide to the limited first edition of the Selected letters of
William Faulkner (Franklin Center, Pa: Franklin Library,
1976), 134.
[8] Lawrence Thompson, “Mirror Analogues in The
Sound and the Fury,” in Faulkner;
a
collection of critical essays, ed. Robert Penn Warren
(Englewood Cliffs, N.J.: Prentice-Hall, 1966), 119.
[9]
Faulkner, 170, 186.
[10]
Ibid., 61.
[11]
Thompson, 112.
[12]
Faulkner, 75.
[13]
Thompson,
114.
[14]
Melvin Backman, Faulkner,
the major years: a critical study
(Bloomington: Indiana University Press, 1966), 17.
[15] David
Minter, “Faulkner, Childhood, and the Making of The Sound and the
Fury,” American
Literature 51, no. 3 (1979): 386.
[16] Jay
Parini, One matchless
time: a life of William Faulkner (New York:
HarperCollins Publishers, 2004), 117.
[17]
Faulkner, 39.
[18] Eric
J. Sundquist, Faulkner:
the house divided (Baltimore: Johns Hopkins
University Press, 1983), 10.
[19]
Parini, 113.
[20]
Minter, 380.
[21]
Stephen B. Oates, William
Faulkner, the man and the artist: a biography
(New York: Harper & Row, 1987), 76.
[22]
Minter, 383.
[23]
Thompson, 121.
[24]
Sartre, 93.
[25]
Faulkner, 280.
[26]
Ibid., 194.
[27] James
Guetti, “The Sound and the fury and The bear” in William Faulkner,
Modern critical views, ed. Harold Bloom (New York: Chelsea House,
1986), 56.
[29]
Ibid., 260.
[30] Ibid., 85.
[31]
Minter, 383.
[32]
Sartre, 90.
[33]
Faulkner, 148.
[34]
Sundquist, 17.
[35]
Faulkner, 176.
[36]
Sundquist, 17.
[37]
Faulkner, 177.
[38]
Millgate, 102.
[39]
Faulkner, 104.
[40]
Ibid., 117.
[42]
Backman, 28.
[43]
Faulkner, 174.
[44]
Ibid., 321.
[45]
Thompson, 114.
[46]
Sartre, 89.
[47]
Faulkner, 321.