Date:
To: Richard Levinson
From: Polly Hoppin, Chair, Environment Section
Subject: Section comments on "The APHA Public Policy Process:
Recommendations for Improvement"
Iím pleased to convey comments of the Environment Section leadership
on the above document. People involved in our discussion and the
preparation of this memo included Susan West, Chair Elect; David Wallinga,
Action Board; Jerry Fagliano, former Chair, Science Board member and newly
elected Governing Council member; and myself.
General Comments
Much of the document restates, in a clear and helpful manner, the process
for policy development at APHA. It will be a useful resource, especially
for people unfamiliar with the process.
Overall, the improved policy process closely resembles the old policy
process. The document contains some useful ideas for educating
the membership on the policy process, but doesn't substantially change
the process itself. This is not necessarily a bad thing; the existing
process appears to have evolved
from a variety of competing and contradictory pressures, and the fact
that there is little change may reflect the conclusion that there is not
room for improvement. However, it would be helpful to know whether
the Public Policy Committee researched the policy processes of other organizations
and whether alternative models were considered.
APHA Staff Outreach to Publicize Policies
The document should address more extensively the issue of how APHA
staff will ensure that these policies have an impact. While the Web
is a useful tool, more is of course needed to promote these policies at
the national level. The document could include additional discussion
about outreach by APHA staff to those likely to use APHA policies including
Hill staffers, other public health groups, environmental and consumer groups,
etc. Outreach could consist of establishing linkages between the
home pages of other
organizations and the APHA policy page; also, APHA staff might work
more proactively to send select policies to state medical, nursing and
other health professional associations. Do APHA staff currently inform
members about the range of ways in which staff use standing policies in
their day-to-day work? If not, how might this be accomplished?
Policy Review Process
The one notable and worthwhile addition in the document is a policy
review (including identification of policy gaps and a sunsetting
provision). However, the process by which this review and sunsetting
is to take place is not clearly stated. Specifically, there are several
issues:
Policy Review: The JPC is assigned the responsibility for the review
of existing policies that are five or more years old (page 6 of the recommendations).
The JPC is to "involve" the sections in its work, through the establishment
of review committees, but little guidance is given on how this whole process
should work, how the JPC is to distribute responsibility and make committee
appointments, or what the decision-making process should look like.
Identification of Policy Gaps: It is not clear how, if at all, assessment
already undertaken by members of the Science Board (i.e. Jerry's Faglianoís
3/98 analysis on environmental health carried out at the request of Howard
Frumpkin) or APHA staff will be incorporated. Can APHA staff already
state where the gaps are, or at least produce a preliminary list?
Sunsetting: What is the process for sunsetting a policy position
or resolution? Who will make this decision and based on what evidence/guidance?
Section Involvement: If Sections are to play an important roleóand
they do have the needed expertise to identify and fill gapsóthey will need
to have staff assistance, a clear mandate, and a realistic timeline in
order to effectively participate in policy review. Section responsibilities
are unclear in the current draft. (For example, Item 3. on
page 1 urges the Executive Board to encourage Sections, SPIGs, etc. to
identify major policy gaps and develop a plan to fill them, for example,
yet the attached "Public Policy Committee Proposed MethodÖ" recommends
that the Sections not be involved in the process of identifying gaps.)
Additional Questions:
1 Who is responsible for identifying cross-cutting issues and emerging
issues (stated at the top of Page 2)? Is this the role of APHA staff?
2 A Task Force is referenced. Is it the intent to create
a new committee/task force to work on this effort? Does the new Task
Force dovetail closely with what has already been done by Science Board?
Does the Task Force represent the input and views of Sections?
3 How will this effort be staffed at APHA? This represents a tremendous
amount of work and will need to be well coordinated. Who will do
that?
Specific Comments
Author Pre-submission Stage
We applaud the development and distribution of a user-friendly policy
process document, and training sessions at the Annual Meeting and chair-elect
meetings (page 1).
For new policy development, the Sections are encouraged to identify
policy gaps and develop a multi-year plan to fill these gaps (page 1).
This is a useful recommendation, and some Sections (like ours) are doing
or have begun to do just that.
Initial Review Stage
At the Initial Review Stage, someone is to "utilize expertise" in the
association to verify the evidence base of proposed resolutions?
Is this the role of staff? How would this review be used? Would a
proposed resolution be screened out on this basis before consideration
by the JPC? Or is this describing the role of the Science Board?
JPC Review Stage
In the 5th bullet under step 3 of the JPC Review Stage (page 3), the
term "rejected resolutions" is used. This should be replaced with
"resolutions receiving negative and conditional assessments."
Membership Input Stage
The term "Authority of the Reference Chairperson" is not defined (page
4).
The plan to make clear the procedures and rules of the Public Hearings
is important. How does a Reference Chairperson require and enforce disclosure
of potential conflict of interest in the Public Hearings (page 5)?
While important, this provision puts the reference Chairperson in difficult
position. Perhaps all that can be asked under the circumstances is
for participants to identify themselves by name and organizational affiliation.
Definition of Key Terms
On page 3 of this section, the JPC is described as having the authority
to "make final decisions as to the acceptance or non-acceptance of submissions
for the Hearings." However, this is not true since the Executive
Board has the authority to reverse these decisions on appeal, as described
on page 1 of
that section.
There is a need to define "positive," "conditional," and "negative"
assessments by the JPC. What are the expectations of the originators
under each of these circumstances?
Flow Chart
It is critical to establish the point at which the proposed submission
becomes the "property" of APHA rather than the "author" or "originator"
(are these terms synonymous?).
In step 3b, the option for "negative" assessment should be listed.
In step 3d, does the JPC's letter contain "recommendations" or
are these really "requirements" for JPC approval?
Steps 3c and 3d seem out of sequence.
Step 4a seems out of place.
The review and sunsetting process should be mentioned in the Flow Chart.
Proposed Procedure for Review of Old Policies.
It is a mistake to explicitly state an intention to have the "policy's
author(s)" serve on the committee to review the policy for several reasons.
To accommodate this provision, hundreds of committees would need to be
formed. Who decides which authors get this privilege? The worthy
principle that "authorship" belongs to APHA, not the originator, is violated
by this provision. The policy should be able to stand up to independent
scrutiny.
The plan to present all reviewed policies with "significant revision"
(a term which begs for definition) or recommended for sunsetting individually
to the Governing Council is unworkable. Our sense is that the vast
majority of policies older than five or ten years old will either require
substantial revision or deserve to be sunsetted. The Governing Council
could never hear them all. As an alternative, all policies older
than a certain age (10 years?) should be automatically sunsetted.
With proper notice of the sunsetting date, it would be up to the membership
(individuals, Sections, etc.) to re-submit updated policy statements through
the annual cycle.
(POLLY ? DO YOU WANT TO MOVE THIS TO THE EARLIER SECTION OF POLICY REVIEW?)
Thank you for the opportunity to comment on this document. We
would appreciate knowing how they are addressed in further revisions.
Feel free to contact me, or Susan West.
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